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E*TRADE from Morgan Stanley · 3 months ago

Global Capital Markets Business Control Unit, Analyst/Associate

New York, New York, United States of America

Full-time

Onsite

Entry, Mid Level

$140K/yr - $250K/yr

2+ years exp

E*TRADE from Morgan Stanley is seeking an Analyst/Associate for their Global Capital Markets Business Control Unit. The role involves supporting the onboarding process for the Investment Banking Division and Global Capital Markets businesses, ensuring compliance with regulatory requirements and enhancing strategic initiatives.

BankingFinanceFinancial Services

Responsibilities

Provide guidance to investment banking division (IBD) and global capital markets (GCM) teams and/or operations teams on satisfying onboarding requirements for a given transaction

Monitor progression of outstanding onboarding processes and work with IBD and GCM teams and relevant functions to progress processes as needed

Support the completion of applicable diligence reviews for a given transaction, including assessing potential issues, coordinating between deal teams and relevant control functions and escalating issues as needed

Communicate developments on transactions to senior stakeholders

Develop and implement strategic enhancements to the IBD and GCM onboarding process and related controls

Produce onboarding-related reporting and training materials for senior audiences

Opportunity to support additional strategic initiatives and projects for the IBD and GCM BCU teams

Qualification

KYCAnti-money launderingAnalytical skillsInvestment bankingSolution-orientedCommunication skillsTeamworkAttention to detail

Required

Bachelor's degree, with 2-10 years of relevant financial industry experience; experience with client onboarding, KYC and anti-financial crimes related regulatory requirements a plus

Solid analytical skills, with familiarity or interest in investment banking and capital markets activities and products

Strong verbal and written communication skills

Ability to establish and maintain positive intra-department and cross-functional working relationships

Solution-oriented, with ability to 'think out of the box' and to manage to tight timelines

Ability to work independently, with strong attention to detail

Ability to work effectively in a team environment

Ability to work effectively in a team environment and provide guidance to junior team member