Bank Oversight Operations- Associate jobs in United States
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E*TRADE from Morgan Stanley · 3 months ago

Bank Oversight Operations- Associate

Morgan Stanley is an industry leader in financial services, known for mobilizing capital to help achieve financial goals. They are seeking an Associate in Wealth Management Operations to support documentation, measurement, analysis, and mitigation of operational risk for the US Banks, while coordinating processes and improving operational efficiency.

BankingFinanceFinancial Services

Responsibilities

Serve as a subject matter expert within functional area, working with Team Manager to manage processes, risks and/or projects, proposing and implementing improvements/changes
Act as key problem solver for area or expertise, applying detailed knowledge to address unique or novel situations, recognize risks and draw out key issues
Coordinate work, train and develop other team members where required, including task allocation, and project contribution
Produce key Operations reporting to Senior Management of MSBNA and MSPBNA. Identify, collate, and report KRIs/KPIs to measure operational bank business risk
Serve as day to day operational support via oversight and central point of escalation for Operations areas supporting the U.S. Bank Entities
Work with various product areas to establish the correct booking and support structure for products affecting the U.S. Bank Entities
Oversee and implement U.S. bank regulatory initiatives as they apply to Operations
Work with Bank Management on strategic initiatives including expansion of the Bank into new product offerings and cost optimization planning

Qualification

Risk managementU.S. banking regulationsOperational complianceProcess improvementData reportingTeam leadershipProblem solving

Required

Ability to lead by example, work with drive and determination, and put forward challenging views to senior levels
Comprehensive knowledge and understanding of functional area and operational/compliance policies and procedures of their team
Ability to operate independently across the majority of day-to-day responsibilities
Culture carrier across Operations, embracing the Firm's core values and acting as a role model
Ability to identify key control points within a process, and then provide assessment of the preventative and detective controls
Ability to meet tight deadlines and has an execution-focused approach
Experience in risk management related to daily processing, escalation of issues and proposed resolution
Understanding of U.S. banking industry and key regulations applicable to Morgan Stanley businesses
At least 5 years' relevant experience would generally be expected to find the skills required for this role

Benefits

Medical
Prescription Drug
Dental
Vision
Health Savings Account
Dependent Day Care Savings Account
Life Insurance
Disability and Other Insurance Plans
Paid Time Off (including Sick Leave consistent with state and local law, Parental Leave and 20 Vacation Days annually)
10 Paid Holidays
401(k)
Short/Long Term Disability

Company

E*TRADE from Morgan Stanley

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E*TRADE from Morgan Stanley is a pioneer in the online brokerage industry.

Funding

Current Stage
Public Company
Total Funding
unknown
2020-02-20Acquired
1996-08-16IPO

Leadership Team

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Julia Miller
Executive Director, Creative Services
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