Interactive Brokers · 1 month ago
Data – Compliance Senior Analyst II
Greenwich, CT
Full-time
Hybrid
Senior Level
5+ years expInteractive Brokers Group, Inc. is a global financial services company headquartered in Greenwich, CT, known for its cutting-edge technology and client commitment. They are seeking a motivated data professional to support the implementation of Data Lineage and Data Governance efforts, focusing on governance, data quality, and compliance reporting.
E-CommerceFinanceFinancial Services
Responsibilities
Support the continued adoption of the Interactive Brokers Data policies and procedures
Oversee governance efforts to strengthen data lifecycle management across the enterprise
Collaborate with technical and business stakeholders to strengthen data quality
Produce source to destination data maps for AML compliance reports and systems
Design periodic and adhoc supervisory reports and complete associated reviews
Guide and manage data incidents and remediation
Implement internal control enhancements and appropriately solution potential compliance matters
Assist coordinate responses to regulatory inquiries from foreign and US regulators
Draft and implement firm policies, controls and written supervisory procedures
Qualification
Required
5-7 years' experience with a broker-dealer, investment manager or regulator
Experience with data catalog, business glossaries, mapping and metadata management tools
Experience with data classification and data loss protection policies and controls
Experience with triaging data incidents
Working knowledge of data related regulations for data management and data protection
Ability to develop solutions that satisfy relevant regulations while executing sound business judgment
Ability to work both independently as well as in a small-team environment, and to multi-task with minimal supervision
Self-motivated and able to handle tasks with minimal supervision
Superb analytical and problem-solving skills
Excellent collaboration and communication (verbal and written) skills
Outstanding organizational and time management skills
Preferred
Solid academic background with a Bachelors or Masters in Finance, Business, Economics, Computer Science, Data Sciences or Information Systems
Knowledge of UNIX, SQL, Python and databases
Benefits
Competitive salary, annual performance-based bonus, and stock grant
Retirement plan 401(k) with competitive company match
Excellent health and wellness benefits, including medical, dental, and vision coverage; company-paid medical healthcare premium
Wellness screenings and assessments, health coaches, and counseling services through an Employee Assistance Program (EAP)
Paid time off and a generous parental leave policy
Daily company lunch allowance and a fully stocked kitchen with healthy options for breakfast and snacks
Corporate events, including team outings, dinners, volunteer activities, and company sports teams
Education reimbursement and learning opportunities
Modern offices with multi-monitor setups
Company
Interactive Brokers
Rated #1 Active Traders and #1 International Trading in 2025 by StockBrokers.com.
Founded in 1977Greenwich, Connecticut, USA
1001-5000 employees
H1B Sponsorship
Interactive Brokers has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (29)
2024 (24)
2023 (12)
2022 (21)
2021 (10)
2020 (12)
Funding
Current Stage
Public CompanyTotal Funding
unknown2009-06-01Post Ipo Equity
2008-01-01Post Ipo Equity
2007-05-04IPO
Leadership Team
Graeme Farrell
Group Chief Risk Officer & UK Board Director
Recent News
2026-01-09
2026-01-07
Company data provided by crunchbase