Process Risk & Control – Investment Management – Associate jobs in United States
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E*TRADE from Morgan Stanley · 2 months ago

Process Risk & Control – Investment Management – Associate

Morgan Stanley Investment Management is a leading global investment firm managing over $1.5 trillion in assets. The Process, Risk and Controls Associate will support risk assessments, develop control documentation, and present updates to management while collaborating with business partners.

BankingFinanceFinancial Services

Responsibilities

Assist with the risk and issue driven deep dive reviews to identify root causes as well as the identification of risks, controls, risk responses, and opportunities for enhancements including control optimizations
Perform post-PRC effort operational effectiveness such as analyzing self-assessments results and performing testing & monitoring activities
Assist in preparing, coordinating, and presenting key PRC initiatives and updates to varying levels of management including executives
Assist in updating the Risk & Controls Self-Assessments as well as the creation and maintenance of issues and action plans in the respective Morgan Stanley systems
Assist in building out the PRC framework as well as developing project roadmaps
Assist in the development of consistent standards of risk and control documentation, including diagrams/flowcharts, within MSIM and enhance risk and control reporting
Involvement in other projects and duties assigned

Qualification

RiskControl AnalysisFinancial Services ExperienceProject ManagementData AnalysisProcess ImprovementsTechnical SkillsAnalytical SkillsProcess MappingExcelVisioVerbal CommunicationWritten CommunicationTime ManagementOrganization Skills

Required

Undergraduate degree in business, engineering, finance, economics or other disciplines demonstrating both quantitative and qualitative analytical skills
Strong project management, organization and time management skills
Strong and effective verbal & written communication skills
Good analytical and technical skills including proficiency with Excel, Visio, and other end user computing tools, process mapping experience a plus
3+ years of financial services experience is a plus
Some experience in business analysis or data analysis, process improvements, internal audit, regulatory projects, cyber & information security or technology integration is a plus

Benefits

Commission earnings
Incentive compensation
Discretionary bonuses
Other short and long-term incentive packages
Other Morgan Stanley sponsored benefit programs

Company

E*TRADE from Morgan Stanley

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E*TRADE from Morgan Stanley is a pioneer in the online brokerage industry.

Funding

Current Stage
Public Company
Total Funding
unknown
2020-02-20Acquired
1996-08-16IPO

Leadership Team

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Julia Miller
Executive Director, Creative Services
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