Engineering and Development

Management and Executive

Product Management

Legal and Compliance

Accounting and Finance

Customer Service and Support

Human Resources

Chief Executive Officer

Chief Technology Officer/EVP

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Sr. Supervisory Principal

LPL Financial is among the fastest growing wealth management firms in the U.S., empowering professionals to shape their success while helping clients pursue their financial goals. The Senior Regional Supervisory Principal is responsible for overseeing HOS advisors and OSJ managers, ensuring compliance with regulatory standards and fostering collaborative relationships with advisors.

VP, Technology Finance & Workforce Management

Supervisory Principal

Senior Supervisory Principal

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