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Morgan Stanley · 12 hours ago

Process Risk & Control – Investment Management – Associate

Seattle, WA

Full-time

Onsite

Entry Level

$105K/yr - $115K/yr

3+ years exp

Morgan Stanley Investment Management is a global leader in investment solutions with over $1.5 trillion in assets under management. They are seeking a Process, Risk and Controls professional to assist with risk assessments, operational effectiveness, and the development of risk and control documentation.

Asset ManagementFinanceFinancial ServicesLending

Responsibilities

Assist with the risk and issue driven deep dive reviews to identify root causes as well as the identification of risks, controls, risk responses, and opportunities for enhancements including control optimizations

Perform post-PRC effort operational effectiveness such as analyzing self-assessments results and performing testing & monitoring activities

Assist in preparing, coordinating, and presenting key PRC initiatives and updates to varying levels of management including executives

Assist in updating the Risk & Controls Self-Assessments as well as the creation and maintenance of issues and action plans in the respective Morgan Stanley systems

Assist in building out the PRC framework as well as developing project roadmaps

Assist in the development of consistent standards of risk and control documentation, including diagrams/flowcharts, within MSIM and enhance risk and control reporting

Involvement in other projects and duties assigned

Qualification

RiskControls FrameworkAnalytical SkillsProject ManagementFinancial Services ExperienceProcess MappingTechnical SkillsData AnalysisVerbal CommunicationWritten CommunicationTime Management

Required

Undergraduate degree in business, engineering, finance, economics or other disciplines demonstrating both quantitative and qualitative analytical skills

Strong project management, organization and time management skills

Strong and effective verbal & written communication skills

Good analytical and technical skills including proficiency with Excel, Visio, and other end user computing tools, process mapping experience a plus

3+ years of financial services experience is a plus

Some experience in business analysis or data analysis, process improvements, internal audit, regulatory projects, cyber & information security or technology integration is a plus