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JPMorganChase · 3 months ago

Audit Manager - Asset Wealth Management

545 Washington Blvd, Jersey City, NJ, 07310, US

Full-time

Onsite

Senior Level

$138K/yr - $200K/yr

7+ years exp

JPMorganChase is seeking a talented Audit Manager to join their Asset Management Internal Audit team. The role involves executing the annual audit plan, managing audit engagements, and enhancing the organization's governance and operational excellence.

Asset ManagementBankingFinancial Services

Growth Opportunities

H1B Sponsor Likely

Responsibilities

Lead and participate in audit engagements, including global audits, from planning to reporting. Ensure the production of quality and timely deliverables that meet both departmental and professional standards

Finalize audit findings and use judgment to provide an overall opinion on the control environment as well as providing recommendations to strengthen internal controls

Collaborate closely with global Audit colleagues in the early identification of emerging control issues and report those issues in a timely manner to Audit Management and business stakeholders

Partner with stakeholders, including other control groups (such as risk management, compliance), external auditors, and regulators. Establish strong working relationships while maintaining independence

Effectively manage audit team members as required, performing timely reviews of audits and providing honest and constructive feedback to enhance team performance

Implement and execute an effective program of continuous auditing for assigned coverage areas, including monitoring key metrics to identify control issues and adverse trends

Stay informed about evolving industry trends, external news, and regulatory changes affecting the financial and Asset Management industry, and analyze their impact on the business

Identify opportunities to drive efficiency within existing technical infrastructure through automation, while embracing innovative technologies

Recognize the confidential nature of Internal Audit communications and access to information; disciplined in protecting the confidentiality and security of information in accordance with firm policy

Qualification

Internal auditingAssetWealth ManagementInternal control conceptsData analyticsRegulatory knowledgeCPACIAInfluencing skillsInterpersonal skills

Required

7+ years of internal or external auditing experience, or relevant Asset and Wealth Management business experience

Bachelor's degree (or relevant financial services experience)

Experience with internal audit methodology and the application of those concepts in the delivery and execution of audits

Solid understanding of internal control concepts, with the ability to evaluate and determine the adequacy of controls by considering business and technology risks in an integrated manner

Knowledge of applicable laws and regulatory requirements (e.g., 12 CFR 9) related to asset management, investment advisor, broker-dealer and fiduciary activities

Knowledge of various financial instruments, investment vehicles and capabilities, including alternative investments such as real assets, private equity, private credits, etc

Experience with using data analytics and large language model, as well as champion a culture of innovation

Strong interpersonal and influencing skills, with the ability to establish credibility and build partnerships with senior business and control partners; adept at presenting complex and sensitive issues to senior management

Preferred

CPA, CIA, and/or Advanced Degree in Finance or Accounting is preferred

Company

JPMorganChase

Glassdoor4.0

With a history tracing its roots to 1799 in New York City, JPMorganChase is one of the world's oldest, largest, and best-known financial institutions—carrying forth the innovative spirit of our heritage firms in global operations across 100 markets.

Founded in 2000

New York, New York, USA

10001+ employees

https://www.jpmorganchase.com/

H1B Sponsorship

JPMorganChase has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)

Distribution of Different Job Fields Receiving Sponsorship

Represents job field similar to this job

Trends of Total Sponsorships

2025 (3471)

2024 (3469)

2023 (3395)

2022 (3594)

2021 (2515)

2020 (2495)