Northern Trust · 7 hours ago
Registered Associate II
Fort Lauderdale, FL
Full-time
Onsite
Entry, Mid Level
$64K/yr - $106K/yr
2+ years expNorthern Trust is a globally recognized financial institution providing innovative financial services. The Registered Associate II is responsible for managing client relationships, acting as a liaison between clients and Financial Advisors, and delivering exceptional customer service while supporting investment strategies.
BankingFinanceFinancial ServicesWealth Management
Responsibilities
Responsible for day to day client servicing. Including account opening, account servicing and maintenance as well as trade execution
Onboards new client relationships through correspondence, reports, new account paperwork, and advisory agreements
Supports Financial Advisor(s) in the process of evaluating investment objectives to provide guidance to clients as appropriate given risk tolerance, income needs, and current market environment
Builds relationships with Financial Advisors, internal and external business partners, and clients by delivering exceptional proactive service
Works with internal partners (Sales, Operations, Management, or other relationship managers) to respond to client needs/requests
As subject area expert to other associates and advisors, providing comprehensive, in-depth consulting and leadership to team and partners at a high technical level
Maintain relevant client information in Client Relationship Management system
Organizes and maintains client records in accordance with firm, industry, and regulatory compliance
Carries out activities that are large in scope, cross-functional and technically challenging
Role is balanced between high level operational execution and development, and execution of strategic direction of business function activities
Responsible for direct interaction with different committees and/or management
Strategic in developing, implementing and administering programs within functional areas
Solves problems in straightforward situations
Analyzes possible solutions using technical experience and judgment and precedents
Impacts quality of own work and the work of others on the team
Works within guidelines and policies
Qualification
Required
FINRA Securities Industry Essentials Exam (SIE), Series 7 or 7TO and 63/65 or 66 are required
Excellent Analytical, Verbal, And Written Communication Skills Are Required
Thorough knowledge of investment products through prior work experience is required (stocks, bonds, mutual funds, options)
Organizational Skills And The Ability To Prioritize Are Essential
Requires expanded conceptual knowledge in own job discipline
Understands key business drivers; uses this understanding to accomplish own work
Explains complex information to others in straightforward situations
Preferred
A College or University degree is preferred
Two or more years working in a client facing service role in the brokerage, investment advisory or financial services environment is preferred
Technical skills / systems knowledge (e.g. Microsoft Office, Wealthscape, Morningstar Analytics, Thomson ONE are recommended.)
Benefits
Retirement benefits (401k and pension)
Health and welfare benefits (medical, dental, vision, spending accounts and disability)
Paid time off
Parental and caregiver leave
Life & accident insurance
Other voluntary and well-being benefits
Discretionary bonus program that may include an equity component
Company
Northern Trust
Northern Trust is a global leader in delivering innovative investment management, asset and fund administration, fiduciary and banking.
10001+ employees
H1B Sponsorship
Northern Trust has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (180)
2024 (203)
2023 (102)
2022 (74)
2021 (298)
2020 (83)
Funding
Current Stage
Public CompanyTotal Funding
$1.25B2025-11-20Post Ipo Debt· $1.25B
1978-01-13IPO
Leadership Team
Michael O'Grady
President, Chief Executive Officer & Director
Peter Cherecwich
Chief Operating Officer
Recent News
2026-01-23
2026-01-22
Company data provided by crunchbase