City National Bank ยท 1 day ago
Compliance Officer Senior-Mortgage Origination
Los Angeles, CA
Full-time
Onsite
Senior Level
$111K/yr - $190K/yr
7+ years expCity National Bank is a subsidiary of Royal Bank of Canada, focusing on providing exceptional financial services. The Compliance Officer Senior - Mortgage is responsible for managing compliance in U.S. Mortgage Banking, ensuring adherence to laws and regulations while overseeing the division's compliance program.
BankingFinanceFinancial Services
Responsibilities
Serve as a mortgage compliance subject matter expert for assigned areas
Review marketing materials for business areas or products including mortgage ensuring materials comply with regulatory and business standards
Manage regulatory change management and participate with business areas supported such as mortgage, in addition to other business areas or support functions
Monitor legislative/regulatory/enforcement activity and trends for impacts to business line activities
Provide mortgage compliance advice and guidance to business areas and with assigned business projects
Assist with regulatory examination and serve as liaison with regulators
Manage assigned staff and conduct appropriate coaching to colleagues on interpretation and application of regulatory requirements to business processes
Develop and maintain compliance policies and standards that address key risk activities
Implement any corrective actions or risk mitigation measures and track, report and validate corrective actions
Provide support in risk assessments and internal audits
Review and document procedures to ensure secure maintenance and quality of records
Comply fully with all Bank Compliance policies and procedures as well as all regulatory requirements (e.g. Truth in Lending Act, Community Reinvestment Act, Fair Lending Practices, Code of Conduct, etc.)
Qualification
Required
Bachelor's Degree or equivalent
Minimum 7 years of lending, compliance, and regulatory reporting
Minimum 5 years of financial services experience
Preferred
Advance knowledge in mortgage origination compliance (highly preferred)
Advanced knowledge of banking compliance laws and regulations, as related to mortgage lending, and mortgage banking operations (Examples include but are not limited to: ECOA/Regulation B, FCRA, Flood Disaster Protection Act, Truth in Savings Act, SCRA, HMDA, RESPA, TILA, Regulation O, Regulation W)
Certified Internal Auditor (CIA), and/or Certified Financial Services Auditor (CFSA) designation a plus
Experience communicating and interacting with regulatory agencies, including exam management and other regulatory affairs
For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM) or Certified Mortgage Compliance Professional (CMCP) Preferred
Benefits
Comprehensive healthcare coverage, including Medical, Dental and Vision plans, available the first of the month following start date
Generous 401(k) company matching contribution
Career Development through Tuition Reimbursement and other internal upskilling and training resources
Valued Time Away benefits including vacation, sick and volunteer time
Specialized health and family planning benefits including fertility benefits, and cancer, diabetes and musculoskeletal support programs
Career Mobility support from a dedicated recruitment team
Colleague Resource Groups to support networking and community engagement
Company
City National Bank
City National Bank offers a full complement of banking, trust and investment services. It is a sub-organization of City National.
1001-5000 employees
H1B Sponsorship
City National Bank has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (76)
2024 (78)
2023 (145)
2022 (93)
2021 (107)
2020 (62)
Funding
Current Stage
Public CompanyTotal Funding
unknown1978-01-13IPO
Leadership Team
Howard Hammond
CEO City National Bank
Fiyaz Khan
Senior Vice President, Structured Products
Recent News
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