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Capital One · 2 months ago

Sr. Associate, Accounting - Advisory and Brokerage Controllers

McLean, VA

Full-time

Onsite

Mid, Senior Level

$95K/yr - $108K/yr

2+ years exp

Capital One is a dynamic and progressive organization seeking an accounting professional for their Advisory & Brokerage Controllers team. This role involves managing accounting and data related to brokerage transactions, developing relationships with business partners, and implementing automation solutions.

BankingCredit CardsFinanceFinancial Services

Comp. & Benefits

No H1B

Responsibilities

Record journal entries and assists with monthly reconciliations and variance review

Perform month-end close and financial reporting processes timely and accurately

Review month end trial balances and affiliate balances to ensure reporting accuracy

Performs daily trade reviews and trade reconciliations

Manages ad hoc requests

Assists with preparing monthly FINRA FOCUS and quarterly Supplemental Statement of Income (SSOI) reports

Prepares and assists with response to audit requests from various regulatory bodies including internal / external auditors, SEC, FINRA, and State of Louisiana

Prepares additional regulatory reporting as requested

Completes ad hoc financial reporting to internal stakeholders

Prepares quarterly call report inputs

Actively engage in and drive results for internal projects and initiatives

Assists in implementing infrastructure for new products from a financial reporting and operational perspective

Ability to obtain Series 99 license within one year of joining the team

Qualification

AccountingSecurities industry experienceFinancial reportingRegulatory reportingSeries 99 licenseAutomation solutionsTeam collaborationProject management