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ICD Portal · 2 months ago

VP, Technology Audit, Internal Audit

New York, NY, United States

Full-time

Hybrid

Mid, Senior Level

$105K/yr - $235K/yr

5+ years exp

Tradeweb is a global leader in electronic trading, and they are seeking a VP, Technology Audit to manage technology audits within their Internal Audit Department. This role involves collaborating with various teams to conduct risk assessments, manage audit life-cycles, and coach team members.

CrowdfundingFinancial ServicesImpact InvestingPayments

Growth Opportunities

Responsibilities

Collaborate with the Business audit and other audit teams, to support the delivery of periodic risk assessments and annual planning to develop the Internal Audit Plan

Support the Director of Technology Audit in maintaining an up-to-date and comprehensive Technology Audit Universe which incorporates all key technology risk areas for Tradeweb

Manage end-to-end delivery of technology audits, advisory and other types of engagements with responsibility for all stages from planning through report issuance

Collaborate with the Business, Data Analytics and Professional Practices audit teams to develop and run a continuous audit program

Maintain full documentation and audit trail of all audit activities performed in line with documentation standards defined in the internal audit methodology

Supervise and coach team members and monitor their performance against internal audit methodology requirements

Perform manager reviews of audit work performed by team members and follow up review comments to completion to ensure quality standards, as defined in the internal audit methodology, are met

Follow-up open audit issues with stakeholders on a regular basis to manage the issue pipeline in a proactive manner

Interact regularly with key technology stakeholders (first and second line) to monitor key business and emerging risk trends and feed this information into Internal Audit’s risk assessment process

Collaborate with the second line (e.g. Risk) team to leverage off synergies, identify key areas of audit focus and provide insightful and timely advice and assurance to management

Prepare management update dashboards, emails, slide decks and deliver presentations or attend meetings to represent Internal Audit, as required

Manage the performance of team members against functional and individual goals

Identify opportunities to leverage work across audit reviews, SOX 404, SOC and regulatory reviews so that risks are identified, assessed and tested efficiently

Assist in the completion of other areas of the Internal Audit mandate, as required

Qualification

Technology audit experienceData analytics skillsInternal Audit experienceSOX 404COBIT knowledgeProject management skillsAnalytical skillsAccounting best practicesCPA certificationCIMA certificationCIA certificationCISA certificationCritical thinkingInterpersonal skillsCommunication skillsProblem solving skillsOrganizational skills

Required

Bachelor's degree in Accounting, Finance, Mathematics, Information Systems, Engineering

Internal Audit and / or public accounting experience (minimum 5 years)

Analytical, critical thinking and problem solving skills

Ability to think big picture and identify linkages across projects

Strong interpersonal and communication skills and desire to work collaboratively

Basic to intermediate level of data analytics skills and experience

Strong understanding and experience of technology audit concepts and industry standards such as COBIT

Strong organizational and project management skills

Good understanding of the Sarbanes-Oxley Act, Section 404 requirements

Knowledge of accounting best practices; CPA, CIMA or CIA certification a plus

Technology audit certifications, such as CISA, a plus

Benefits

Health Insurance: Highly competitive medical, dental, and vision programs

Hybrid Environment: Our employees have the flexibility of working in the office and from home.

Health Care and Dependent Care Flexible Spending Accounts: You may elect to set aside pre-tax earnings to pay for eligible health care and dependent day care expenses for you and your eligible family members.

Maven Family Building Benefit: Maven offers support for fertility and preconception; pregnancy and post-partum; adoption; surrogacy and pediatrics for children up to age 10. Tradeweb provide a $10,000 lifetime reimbursement towards fertility, egg freezing, adoption and surrogacy expenses.

Building Wealth - 401(k) Savings Plan: Employees are immediately eligible for the 401(k) plan. Participants may contribute up to 75% of eligible compensation into a traditional 401(k) and/or Roth 401(k). Tradeweb will match 100% of the first 4% of compensation that you contribute.

Pre-Tax Commuter Benefits Program

ARAG Legal Services

Employee Assistance Program

Tuition Reimbursement

Financial Wellness Tools

Travel Assistance Benefits

Pet Insurance

Corporate Gym Subsidies

Wellness Perks

Paid Time Off and Parental Leave