Digital Assets Advisory Compliance Officer, Vice President jobs in United States
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E*TRADE from Morgan Stanley ยท 2 months ago

Digital Assets Advisory Compliance Officer, Vice President

E*TRADE from Morgan Stanley is a global leader in financial services, and they are seeking a Digital Assets Advisory Compliance Officer to shape the U.S. digital assets business. The role involves navigating emerging regulations, collaborating across legal and risk teams, and driving the development of policies and controls that support innovation and regulatory integrity.

BankingFinanceFinancial Services

Responsibilities

Serve as a compliance coverage officer for the digital assets business and U.S. compliance subject matter expert on digital assets more generally
Closely follow regulatory rulemaking and advise business lines on developing U.S. regulatory environment for digital assets (e.g., GENIUS Act, CLARITY Act, etc.)
When necessary, develop and implement compliance policies, procedures and training programs and internal monitoring controls
Interact with the business lines within Morgan Stanley
Coordinate across legal, compliance, and operational risk teams on digital asset initiatives and potential impacts
Assist with other traditional compliance activities relating to the digital assets business

Qualification

Digital assets complianceRegulatory knowledgeRisk managementCompliance policies developmentInterpersonal communicationAnalytical skillsDynamic work environmentProblem-solving skillsOrganizational skillsDetail-oriented

Required

Experience and strong interest in the developing U.S. digital assets industry
Experience serving as a compliance / risk officer or lawyer (or comparable role) at a bank, broker-dealer, law firm, Virtual Asset Service Provider (VASP), or Crypto Asset Service Provider (CASP)
Bachelors' Degree from an accredited U.S. college or university
Strong interpersonal and written/verbal communication skills
Strong analytical, problem-solving and organizational skills
Ability and interest in reading regulations and focusing on details
Ability to prioritize and work in a dynamic, deadline-focused environment
Compliance and operational risk management assessment skills: experienced in the process of assessing the compliance and operational risks associated with a business environment (including non-financial risk assessments, incident reporting, capital requirements, etc.)
Results oriented: setting goals and priorities that maximize the use of resources available to consistently deliver quality results
At least 6 years' relevant experience would generally be expected to find the skills required for this role

Benefits

Commission earnings
Incentive compensation
Discretionary bonuses
Other short and long-term incentive packages
Other Morgan Stanley sponsored benefit programs

Company

E*TRADE from Morgan Stanley

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E*TRADE from Morgan Stanley is a pioneer in the online brokerage industry.

Funding

Current Stage
Public Company
Total Funding
unknown
2020-02-20Acquired
1996-08-16IPO

Leadership Team

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Julia Miller
Director and Customer Marketing
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Company data provided by crunchbase