Capital One · 3 months ago
Director, Compliance, Corporate Integrity
Richmond, VA
Full-time
Onsite
Director/Executive
$200K/yr - $228K/yr
10+ years expCapital One is a financial services company, and they are seeking a Director within Corporate Integrity. The role involves managing the Conflict of Interest and Gifts and Entertainment Programs, advising on a variety of compliance matters, and supervising a team while engaging in data analytics to inform the programs.
Financial Services
No H1B
Responsibilities
Managing the interaction models and developing new frameworks associated with COI and G&E programs. Building and maintaining strong collaborative relationships with partners across Capital One, including HR, Legal, Compliance, External Affairs, Capital One Software, Capital One Ventures, Risk Management, and other impacted lines of business, and with outside counsel
Significant experience drafting legal memoranda analyzing complex factual scenarios and providing options and recommendations for consideration in decision-making
Analyzing, resolving, and documenting complex, sensitive, and escalated COI and G&E disclosures particularly those involving investments in venture funds, Special Purpose Vehicles (SPVs), and private companies
Supervising a team responsible for conducting initial assessments, fact-finding, and interviews supporting the analysis and resolution of COI and G&E disclosures from current associates, executives and candidates. Providing oral and written briefings for senior leadership, up to and including the Managing Vice President of Corporate Integrity and Chief Ethics Officer
Developing/maintaining an Enterprise-wide process to promote disclosure of potential COIs and G&Es, as well as programs to monitor adherence to conditions designed to mitigate conflicts related to the same
Implementing case management best practices and leveraging technology to gain efficiencies; manage increasing volumes of COI and G&E disclosures and scale the COI/G&E disclosure programs; and enhance analyses and monitoring activities
Managing the identification of trends, emerging risks, and insights to inform ongoing development of the programs
Contributing perspective and expertise to broader and related Corporate Integrity initiatives, such as the Company’s Code of Conduct, industry benchmarking, and additional program builds
Prioritizing among multiple tasks and responsibilities in a fast-paced, dynamic environment; and
Serving as a member of the senior leadership team in the Office of Corporate Integrity and supporting the mission thereof
Qualification
Required
Juris Doctorate degree
At least 10 years of experience in Corporate Ethics, Government Regulatory Enforcement, Legal, Compliance, or Risk Management
At least 3 years experience in legal casework involving financial services
At least 3 years of experience leading teams or people management
Preferred
At least 5 years of experience working in financial services
At least 5 years of experience in Ethics, Risk, Compliance Programs or a combination with a focus on analyzing COI disclosures and G&E requests
Experience collecting, analyzing, and measuring process data to initiate sustainable business practices, procedures, and to report to senior leadership and executives
Experience with program management, change management, maintenance of program governance documents or a combination thereof
Experience communicating with senior executives about sensitive matters
Proficiency in the Google Suite (Google Docs, Slides, Sheets)
Benefits
Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being.
Company
Capital One
Capital One is a financial services company that provides banking, credit card, auto loan, savings, and commercial banking services.
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
$5.45BKey Investors
Berkshire Hathaway
2025-09-11Post Ipo Debt· $2.75B
2025-01-30Post Ipo Debt· $1.75B
2023-05-15Post Ipo Equity· $954M
Leadership Team
Daniel Arellano
Senior Vice President, Business Cards and Payments
Justin Burch
Senior Vice President
Recent News
2026-01-25
2026-01-25
2026-01-25
Company data provided by crunchbase