HJ Sims · 2 days ago
Associate General Counsel
Herbert J. Sims & Co. Inc. is a privately held investment bank and wealth management firm. The Associate General Counsel will advise internal staff and interact with external parties on a variety of legal and commercial issues, draft and negotiate agreements, and manage outside counsel on various legal matters.
Responsibilities
Advises internal staff and interacts with external parties on behalf of the organization regarding a diverse range of legal and commercial issues that will include compliance, regulatory matters, human resources, litigation and dispute management, privacy, intellectual property, technology, employment, investigations, governance, policies, corporate or other areas
Coordinates with outside counsel when necessary
Drafts, reviews, analyzes and negotiates a variety of commercial agreements that may include vendor, sales and services contracts, collaboration agreements, investment contracts, non-disclosure agreements, release and settlement agreements, licensing agreements, corporate leases, independent contractor agreements, and employment agreements
Assists in the drafting of Securities Offering Documents, Private Placement Memoranda, loan and lending agreements and other related documents
Takes initiative to resolve complaints and disputes with customers, clients, and partners or other parties to mitigate potential for litigation. This includes working across the organization with other departments to facilitate the accumulation of needed historical information to help resolve such complaints or disputes
Works collaboratively across the organization and manages outside counsel on various legal issues; providing direction, discussing strategy, reviewing work product and managing fees
Active member of internal project working groups and may serve as lead on projects from time to time
Qualification
Required
J.D. and undergraduate degrees earned with excellent academic credentials
Admission to and good standing in a U.S. state bar
At least 3-5 years of broad and relevant legal experience with some exposure to corporate law and commercial law helpful but not required
Solid business acumen with sound judgment and the ability to provide business partners at every level with timely and appropriately risk-balanced advice and guidance
A cross functional collaborator who encourages and builds consensus, easily gains trust and support of senior leadership and peers, finds common ground and solves problems with diligence, creativity and flexibility
A team-oriented professional, who multi-tasks and prioritizes well, takes initiative, is capable of leading projects and who can work effectively both independently and with others
Superior written and verbal communications skills
Must have a law degree from an accredited law school
Must have 3+ years of experience gained in a law firm and/or in-house
Strong interpersonal and presentation skills, along with the ability to communicate effectively with others at all levels of the organization
Strong negotiating skills with both legal and financial/commercial issues
Ability to establish and maintain strong relationships within the organization's legal department and across all businesses
Ability to work independently with little or no supervision
Preferred
Some experience with securities matters and regulation of broker dealers, RIAs and investment banking firms would be helpful, but not required
Benefits
Educational and training opportunities
Solid benefit programs
Professional growth and development
Company
HJ Sims
HJ Sims is an investment banking company that offers asset management services.
Funding
Current Stage
Growth StageTotal Funding
$5.4M2014-04-15Series Unknown· $5.4M
Leadership Team
Recent News
2025-09-12
Birmingham Business Journal
2024-12-12
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