Pacific Life · 2 weeks ago
Senior Compliance Analyst
Newport Beach, CA
Full-time
Onsite
Senior Level
$101K/yr - $123K/yr
5+ years expPacific Life is a company dedicated to providing for loved ones and planning rewarding retirements. They are seeking a Senior Compliance Analyst to support the Consumer Markets Division by reviewing marketing materials, providing regulatory consultation, and ensuring compliance with business needs and regulations.
FinanceFinancial ServicesInsurance
Responsibilities
Provide compliance support to a business unit, or multiple related units, reviewing business operating practices, and administrative procedures and internal controls to determine if they are within company standards and regulatory requirements
Review and analyze sales and marketing materials, completes appropriate filings, and coordinates regulator audits and litigation requests
Help find ways to support the business unit to rethink how to innovate content creating process and develop content that are appealing to consumers as well as meeting regulatory expectations
Assist in the unit's compliance training initiatives including designing, developing, maintaining, implementing, and coordinating, training and communications related to compliance policies and procedures covering employees and third parties including producers, suppliers, vendors, and end clients
Leverage automation technology to improve efficiency, accuracy, and develop new functionality for Distribution & Marketing Compliance initiatives and responsibilities
Find opportunities to coordinate compliance activities with other areas to promote learning and sharing of best practices and ideas
Qualification
Required
4-year degree
5 years experience in compliance field
Excellent written and verbal communication, along with a professional and collaborative demeanor
Leadership abilities, including interpersonal savvy, courage, decision quality, driving engagement and resourcefulness
Proficient computer skills, including Microsoft Office products, SharePoint, MS Teams
Familiarity with agile methodology, including the ability to thrive in an agile environment and quickly adapt to changes in business needs
Use best practices and knowledge of internal or external business issues to improve products or services
Ability to solve complex problems and develop new perspectives using existing solutions
Comfortable working both independently with minimal supervision and open to collaborating with team and other Office of the General Counsel teams when necessary
Preferred
Series 6 and 26 FINRA licenses (will be required for the role)
Strong knowledge of state regulatory requirements pertaining to sales and marketing
5+ years Life Insurance and/or annuity related and/or compliance experience preferred
In-depth knowledge and experience tied to financial services and insurance industries
Benefits
Medical, Dental, Vision, and Wellbeing Reimbursement Account that can be used on yourself or your eligible dependents
Generous paid time off options including: Paid Time Off, Holiday Schedules, and Financial Planning Time Off
Paid Parental Leave as well as an Adoption Assistance Program
Competitive 401k savings plan with company match and an additional contribution regardless of participation
Company
Pacific Life
Pacific Life Insurance is an insurance company that provides life insurance products, annuities, and mutual funds.
1001-5000 employees
Funding
Current Stage
Late StageTotal Funding
$1.44B2025-09-03Debt Financing· $750M
2025-06-18Debt Financing· $688.57M
Leadership Team
Howard Hirakawa
Senior Vice President and Fund Advisor Operations
Joe Krum
Senior Vice President & Managing Director, Global Institutional Investment Group
Recent News
Private Capital Journal
2025-12-05
2025-11-22
Company data provided by crunchbase