Securities Services Attorney - Executive Director jobs in United States
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Chase ยท 3 months ago

Securities Services Attorney - Executive Director

Chase is a leading financial institution, and they are seeking a Securities Services Attorney - Executive Director to provide legal support across their diverse Securities Services business. The role involves tackling complex legal challenges, collaborating with stakeholders, and supporting new business initiatives in areas like digital assets and ETFs.

BankingFinancial Services

Responsibilities

Provide legal advice and support on complex transactional matters, including negotiating agreements for agency securities finance, custody, and fund services with institutional clients
Collaborate with stakeholders across Securities Services product areas, including senior business and control partners, to identify and mitigate legal risks
Analyze and assess the impact of legal and regulatory developments on Securities Services operations and client offerings
Support new business initiatives, often involving novel legal frameworks and emerging market opportunities, including in the evolving digital assets and ETF space
Partner with Securities Services teams to deliver ongoing legal guidance and strategic support

Qualification

JDEducational equivalent10 years legal experienceUS securities laws knowledgeBusiness acumenDraftingNegotiation skillsProject management skillsIntellectual curiosityVerbal communication skillsWritten communication skillsOrganizational skillsCollaboration skills

Required

JD or educational equivalent required. Attorney candidates must be in compliance with all relevant licensing requirements including the requirements of the jurisdiction where the role will be located prior to commencement of employment
At least 10 years of experience with a major law firm or equivalent in-house experience
Strong business acumen with ability to understand client needs and partner with business and control teams to develop pragmatic solutions
Excellent drafting, negotiation, and legal analytical skills with keen attention to detail
Outstanding verbal and written communication skills and ability to interact effectively with clients and senior stakeholders
Proven ability to work independently while collaborating effectively across Legal, control, and business groups
Strong organizational and project management skills with ability to manage complex, multi-faceted projects in a fast-paced environment
All candidates must successfully complete a conflicts of interest clearance review prior to commencement of employment. This position is located in Chicago or New York

Preferred

Experience providing legal services to operationally intensive businesses, preferably in financial services
Knowledge of US securities laws, Investment Company Act of 1940, Investment Advisers Act of 1940, and/or US insurance regulations
Knowledge of fiduciary duties, trust law, and/or ERISA regulatory requirements
Intellectual curiosity and adaptability to tackle emerging legal challenges in rapidly evolving areas of law

Company

Chase provides broad range of financial services. It is a sub-organization of JP Morgan Chase.

Funding

Current Stage
Late Stage

Leadership Team

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Mike McDonnell
Managing Director, Head of Chase Travel Platform Product
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Nicole Sanchez
Managing Director, Consumer Bank, GM and Product Executive, Growth Financial Products
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