Capital One · 3 months ago
AML Sr Investigator III- List Screening Operations (LSO)
Riverwoods, IL
Full-time
Onsite
Mid, Senior Level
$117K/yr - $134K/yr
3+ years expCapital One is a financial services company that is seeking an AML Senior Investigator III to supervise and develop a team of investigators. The role involves managing anti-money laundering processes, ensuring compliance with economic sanctions, and conducting screening and research activities.
Financial Services
No H1B
Responsibilities
Operational Management; supervise daily workflow, operational queues, and metrics
Manage, develop, train, and lead a team of investigators
Write and deliver performance reviews, including development action plans
Contribute to internal projects, maintain policies/procedures, and perform quality assurance reviews
Assess internal trends, external regulatory findings, and current money laundering risk inquiries to make policy recommendations
Report (verbally and written) potential findings to management in a timely manner
Conduct, review, and evaluate findings using AML/KYC/CIP knowledge
-Subject Matter Expert (SME) in AML; provide direction and assistance on AML related issues/investigations
Strong analytical writing and communication skills will be a key component as well as use of excellent Organizational and time management skills
Qualification
Required
High School Diploma, GED or equivalent certification
At least 3 years of Anti-Money Laundering (AML) experience within financial services
At least 2 years of people management experience
Preferred
Bachelor's Degree
4+ years of AML experience within financial services industry
3+ years of people management experience
1+ year of process management experience
Certified Anti-Money Laundering Specialist (CAMS) or Certified Global Sanctions Specialist (CGSS) certification
Benefits
Comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being
Company
Capital One
Capital One is a financial services company that provides banking, credit card, auto loan, savings, and commercial banking services.
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
$5.45BKey Investors
Berkshire Hathaway
2025-09-11Post Ipo Debt· $2.75B
2025-01-30Post Ipo Debt· $1.75B
2023-05-15Post Ipo Equity· $954M
Leadership Team
Daniel Arellano
Senior Vice President, Business Cards and Payments
Justin Burch
Senior Vice President
Recent News
Benzinga.com
2026-01-21
Business – Latest Financial & Stock Market News | New York Post
2026-01-20
Business News: Pasadena Star-News
2026-01-19
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