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Stride Bank, N.A. · 2 months ago

Senior Compliance Manager, Advisory

Oklahoma City, OK

Full-time

Onsite

Senior Level, Lead/Staff

10+ years exp

Stride Bank, N.A. is seeking a Senior Advisory Compliance Manager to support their Compliance Management Program. The role involves leading a team to ensure compliance with banking regulations, providing guidance to personnel, and developing compliance strategies for new and modified products and services.

BankingFinancial ServicesPayments

Responsibilities

Leads a team of compliance professionals to provide clear guidance to Bank personnel, and/or fintech partners on becoming and remaining compliant

Maintains effective working knowledge of applicable federal and state laws, regulations, and regulatory guidance through ongoing research, training, and participation in industry forums

Provides clear actionable guidance to Bank, and/or fintech personnel on becoming and remaining compliant

Provides cross-functional support for other functions

Develops and enhances oversight reporting to help ensure the success of the Bank and fintech programs

Supports the development and implementation of new and modified Bank products, services, and partner programs, ensuring compliance considerations are incorporated from the outset and throughout the lifecycle

Develops collaborative, cross-functional action plans; works closely with management and business partners to interpret complex regulations, develop compliance strategies, and implement efficient compliance programs

Assesses the impact of business process changes to the regulatory risk profile and the effectiveness of the control environment and expected forward-looking trend to maintain compliance

Assesses changes to regulatory requirements and provides guidance to impacted business partners to ensure effective implementation

Reviews internal and client-facing documents to ensure compliance with applicable laws and regulations

Contributes to the maintenance and enhancements of compliance policies, program standards, procedures, guidelines, training documents, and other associated forms/documents

Monitors and investigates compliance-related issues, incidents, and complaints involving Bank sponsored partnerships; performs accurate root cause analysis; collaborates with cross-functional stakeholders to address issues efficiently and effectively

Accountable for compliance team execution and ensures documentation is maintained appropriately

Communicates risks across multiple business functions and partner programs and initiates escalations as needed

Leads special projects and initiatives as assigned

Performs other duties as assigned