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Chase · 2 months ago

Compliance - Risk Management and Compliance Governance Director - Executive Director

4 Chase Metrotech Ctr, Brooklyn, NY, 11245, US

Full-time

Onsite

Director/Executive

$142K/yr - $260K/yr

10+ years exp

JPMorgan Chase is a leading global financial services firm, and they are seeking a Compliance - Risk Management and Compliance Governance Director to oversee technology and governance programs within the Know Your Customer (KYC) team. The role involves managing KYC and customer escalations, directing governance processes, and leading strategic initiatives while fostering a culture of integrity and excellence.

BankingFinancial Services

Responsibilities

Direct team governance processes, including committee management, change management, and oversight of Lines of Business (LOBs), with responsibility for LOB metrics

Manage teams responsible for making updates to policy requirements in accordance with change management and governance processes, as well as in partnership with LOB and Compliance stakeholders

Collaborate with LOBs on KYC-related matters, providing credible challenge as the Firm’s KYC subject matter expert, particularly regarding the Global KYC Standard

Lead the firm’s AML and Sanctions Risk Assessment Program, driving transformation initiatives

Administer the firm’s Customer Escalation Standard and Terminated Party List

Coordinate the team’s management of Regulatory Exams, Audits, and controls testing

Develop and maintain strong partnerships with senior business management and counterparts in Legal, Audit, Control, and Risk

Execute existing strategy and develop new strategic initiatives for the team

Manage the team’s controls framework, including controls outlined within CORE

Lead, mentor, and develop a team of professionals, promoting a culture of integrity, accountability, and excellence

Qualification

AML/BSA/KYC ComplianceRisk ManagementPolicy WritingRegulatory RequirementsExecutive Communication

Required

10+ years AML/BSA/KYC Compliance or other related experience such as Risk management, Audit or similar Control-related experience that includes policy writing

Bachelor's degree

Strong understanding of relevant statutory and regulatory AML/KYC requirements globally, with the ability to understand, interpret and apply complex regulatory requirements to business practices

Ability to establish credibility, strong partnerships and influence a broad stakeholder group which includes regulators, senior business leaders, control functions, and corporate partners globally

Possess strong written and oral executive-level communications skills