Apply on Employer Site

BNY · 2 months ago

Senior Associate, Anti Money Laundering/Prevention/Know Your Client

300 Colonial Center Parkway, Lake Mary, FL, 32746, US

Full-time

Hybrid

Senior Level

5+ years exp

BNY is a leading global financial services company that influences nearly 20% of the world’s investible assets. They are seeking a Senior Associate in Anti Money Laundering/Prevention/Know Your Client to ensure accuracy in client reports and maintain an understanding of global issues that could affect client risk levels.

Financial Services

Responsibilities

Serves as the last line of accuracy assurance for client reports

Conducts a thorough quality review of basic client reports to ensure all information in the policy is accurately reflected in the profile

Reviews complex client reports to ensure all information in the policy is accurately reflected in the profile

Reviews profiles that have been flagged for escalation during the profile renewal process

Amends client profiles when appropriate

Maintains a current understanding of global issues, risks and events that could affect a client's risk level

Identifies and updates profiles when appropriate

Communicates with internal stakeholders and external clients in order to resolve any issues, as needed

Qualification

Anti Money LaunderingClient OnboardingTrading experienceBrokerage experienceFraud prevention experienceLaw experienceQuality assuranceProfile managementCommunication skills