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BNY · 2 months ago

Senior Vice President, Regulatory Administration/Filings Manager

BNY Mellon Center, Boston, MA, 02108, US

Full-time

Onsite

Mid, Senior Level

7+ years exp

BNY is a leading global financial services company that influences nearly 20% of the world’s investible assets. They are seeking a Senior Vice President, Regulatory Administration/Filings Manager to lead teams providing legal guidance on SEC filings and manage client relationships, ensuring compliance with regulations.

Financial Services

Responsibilities

Lead multiple teams of Regulatory Administration and Filings staff providing clients with legal guidance on SEC filings such as prospectuses, proxy statements, and board minutes

Implement strategies to monitor regulatory developments and respond accordingly, acting as a legal expert in client-facing situations

Provide oversight and strategic guidance around legislative issues clients must address during board meetings and regulatory decisions

Manage relationships with clients’ accounting firms and liaise with in-house counsel to ensure major filings comply with regulations