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E*TRADE from Morgan Stanley · 2 months ago

Internal Audit Director - Institutional Securities Group (Fixed Income)

New York, New York, United States of America

Full-time

Onsite

Director/Executive

$135K/yr - $203K/yr

6+ years exp

E*TRADE from Morgan Stanley is a global leader in financial services, seeking a Director to provide audit coverage of the Commodities business within Fixed Income. The role involves leading assurance activities and assessing the quality and effectiveness of internal controls, risk management, and governance systems.

BankingFinanceFinancial Services

Responsibilities

Formulate and lead a wide range of assurance activities to assess risks within coverage area and the state of controls in place to mitigate them

Proactively identify risk and emerging risk, and factor into assurance coverage

Articulate actionable insights to management regarding criticality and impact of risks to the business

Effectively partner with colleagues and stakeholders globally to drive effective working relationships

Align projects and initiatives with department and coverage area priorities, and oversee team's execution of deliverables in accordance with audit methodology and quality standards

Qualification

Audit principlesRisk managementData analysisRelevant certificationsProject managementCoachingMentoringEffective communication

Required

Advanced knowledge of industry, global markets, and regulations relevant to coverage area

Strong understanding of audit principles, methodology, tools, and processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring)

Ability to articulate risk and impact clearly and succinctly to different audiences

Effective change and project management techniques and ability to support teams in adapting new ways of working

Ability to leverage and analyze data to inform focus and views on risk

Ability to coach and mentor others and create an inclusive work environment for team

At least 6 years' relevant experience would generally be expected to find the skills required for this role