SoFi · 2 months ago
Senior Analyst, IT SOX PMO
United States
Full-time
Remote
Senior Level
5+ years expSoFi is a next-generation financial services company and national bank focused on personal finance. The Senior Analyst, IT SOX PMO will support the SOX Program Management Office, ensuring compliance with SOX requirements and managing internal controls related to financial reporting.
CreditCredit CardsFinancial ServicesFinTechLendingWealth Management
Responsibilities
Work closely with the Senior Manager, IT SOX PMO, and the Business Process (BP) SOX PMO team in completing the annual SOX scoping and risk assessment (with a quarterly refresh), as well as support the annual Fraud Risk Assessment project, to ensure compliance with COSO standards and appropriate scoping and coverage of the SOX Program
Assist with the SOX 404 and 302 Certification process for Technology-related areas
Coordinate with the lines of business teams, facilitate controls walkthroughs and testing, and lead deficiency evaluations/reporting and monitor remediation activities
Identify opportunities to improve the SOX program by becoming more efficient and effective through optimization and automation
Monitor IT SOX testing with the identification and documentation of IT SOX Controls in coordination with the SOX PMO BP team
Assist the business in enhancing documentation, inclusive of the Risk and Control Matrix and accompanying process flowcharts
Support evaluation of ICFR deficiencies and monitor remediation activities in order to conclude on the effectiveness of ICFR
Work directly with SoFi's external auditors to ensure the SOX Program meets their requirements in terms of scope, timing and approach; be a key contact for the external auditors related to Technology SOX matters
Partner with different members of the SOX PMO team in the execution of special projects impacting the SOX program, including but not limited to new systems implementations
Assist with oversight and execution of the company’s SOC 1 Report assessments across the lines of business
Work closely with the SOC 1 auditors to oversee SoFi’s SOC 1 audit and reporting program
Partner with the SOX Testing Team to ensure workpapers meet the quality, consistency, risk management and adherence to the Corporate SOX Policy
Advise the team as a Subject Matter Expert on Technology SOX controls (e.g., ITGCs, ITACs, SOC 1), COSO compliance, ICFR best practices, and the continuous enhancement of PMO's workflow processes
Build internal reputation as a management consultant and internal controls expert by building and maintaining ongoing relationships with the various lines of business included in the company's SOX process
Responsibilities also include the following: 1) adhering to and complying with all applicable, federal and state laws, regulations and guidance 2) adhering to company policies and procedures, 3) completing required training
Qualification
Required
Completed Bachelor's Degree in Accounting, Information Systems Management, Finance
5 or more years of IT SOX related experience (with 2 or more years in a supervisory role)
In-depth knowledge focused on IT SOX, IT general controls (ITGCs), IT application controls (ITACs), ICFR, COSO Framework, and baseline understanding of business risks and controls
CISA certification or equivalent (e.g., CPA/CIA or other relevant certification), required
Practical and deep knowledge of SOX and COSO
Driven by Excellence - you are driven by our SoFi mission and our passion for member and client success which means you relentlessly pursue excellence; you do not tolerate mediocrity and you work intensely to achieve your goals
High Integrity - you seek open and honest communication, and you hold yourself to very high moral and ethical standards, especially in handling confidential information
Apply knowledge and skills to resolve a wide range of issues in creative ways
Excel at failing fast to learn, iterate and innovate
Ability to independently navigate within an ambiguous environment with minimal instruction and limited oversight on routine work and projects
Use data to get to the truth and make principle-based decisions
Ability to prioritize workloads and ensure deadlines are consistently met, and to adapt to shifting priorities and communicate such modifications to partners
Strong project management skills and organizing ability with experience proactively running after and solving problems of diverse and complex scope
Builds trust with cross-functional stakeholders by taking time to understand their needs and tailoring solutions
Sets ambitious goals based on problems that need to be solved and holds yourself accountable
Embodies the SoFi Way: a founder, problem solver and partner in everything you do
Preferred
Public Accounting Firm IT Audit experience is strongly preferred
Working knowledge of US GAAP
Prefer FinTech, banking and/or financial services experience primarily focused on SOX or IT enterprise-wide risk management and ICFR controls consulting
Benefits
Comprehensive and competitive benefits
Company
SoFi
SoFi is a finance company that offers a range of lending and wealth management services.
1001-5000 employees
H1B Sponsorship
SoFi has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (213)
2024 (117)
2023 (131)
2022 (118)
2021 (81)
2020 (42)
Funding
Current Stage
Public CompanyTotal Funding
$12.25BKey Investors
Fortress Investment GroupPGIMQatar Investment Authority
2025-12-04Post Ipo Equity· $1.5B
2025-07-29Post Ipo Equity· $1.5B
2025-04-17Post Ipo Debt· $3.2B
Leadership Team
Anthony Noto
CEO
Jeremy Rishel
Chief Technology Officer
Recent News
Business Wire
2026-01-07
2026-01-06
dcm.com
2025-12-31
Company data provided by crunchbase