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Capital One · 2 months ago

AML Manager - Transaction Monitoring Operations, Money Laundering

Wilmington, DE

Full-time

Onsite

Mid, Senior Level

$133K/yr - $152K/yr

3+ years exp

Capital One is a financial services company, and they are seeking an AML Investigations Manager to oversee various AML Fraud processes. The role involves managing investigations, ensuring compliance with policies, and leading projects to improve AML operations.

BankingCredit CardsFinanceFinancial Services

Comp. & Benefits

No H1B

Responsibilities

Lead daily investigation workflow, controls and results metrics for the team

Set clear goals/objectives and motivate teams to achieve superior results

Assess internal trends, external regulatory & law enforcement environment to make recommendations, understand risk areas and alter or add to current processes

Participate in regulatory exams and internal audits focused on the AML operational process. Respond to and coordinate with Law Enforcement contacts

Oversee complex financial investigations, sanctions reviews, or other AML Fraud Processes

Manage a team of leaders who will perform a centralized review function to capture, document and assess customer Bank Secrecy Act (BSA)-AML risks

Manage the rollout of BSA-AML risk management tools and methodologies across the Bank

Work in conjunction with other functional fraud related areas of the company to ensure the enterprise level BSA-AML objectives are being met

Qualification

Anti-Money Laundering (AML)Fraud Investigative ExperiencePeople ManagementCertified Fraud Examiner (CFE)ACAMS CertificationCertified Financial Crime SpecialistCertified Regulatory Compliance ManagerProcess ImprovementLegal ComplianceProject Management

Required

High School Diploma, GED or equivalent certification

At least 3 years of people management experience

At least 3 years of Fraud investigative experience, or at least 3 years Anti-Money Laundering (AML) experience

Preferred

Bachelor's Degree

5 years of people management experience

5 years of Fraud investigative experience or 5 years Anti-Money Laundering (AML) experience

Certified Fraud Examiner (CFE), or Association of Certified Anti-Money Laundering Specialists (ACAMS) certification, or Certified Financial Crime Specialist certification, or Certified Regulatory Compliance Manager (CRCM) certification