JPMorganChase · 2 months ago
Compliance - Risk Mgmt Director Private Equity-Executive Director
277 Park Ave, New York, NY, 10172, US
Full-time
Onsite
Director/Executive
$176K/yr - $260K/yrJPMorgan Chase is seeking a Compliance Lead for Private Equity to establish and oversee the compliance program for a multi-billion dollar business. This role involves collaboration with executive management and requires expertise in managing large-scale compliance programs and strategic initiatives.
Asset ManagementBankingFinancial Services
Responsibilities
Establish and oversee a scalable compliance program for private equity and adjacent businesses
Collaborate with executive management, legal teams, and control partners to drive compliance enhancements
Partner with cross-functional teams to assess and implement compliance requirements for large-scale projects and strategic initiatives
Drive the implementation of information barriers, conflicts of interest management, and related compliance uplifts
Develop and implement best practices across Alts Compliance and Asset Management Compliance teams
Provide expert guidance on compliance matters to senior stakeholders
Analyze diverse information to develop recommendations and make informed decisions
Communicate effectively across departments and with senior-level stakeholders
Lead strategic initiatives to strengthen compliance frameworks
Ensure ongoing improvement and adaptation of compliance programs
Support the administration of restricted lists and management of material non-public information
Qualification
Required
Deep understanding of SEC regulations applicable to investment management
Strong working knowledge of private equity investment lifecycle and fund structures
Subject matter expertise in material non-public information determinations, information barriers, and restricted list administration
Strong communication and interpersonal skills for cross-departmental and senior stakeholder engagement
Analytical, technical, and statistical skills
Ability to synthesize and analyze diverse information to develop actionable recommendations
Proven experience managing large-scale projects and strategic initiatives with a structured approach
Preferred
Experience driving artificial intelligence or technology solutions
Experience in compliance leadership within private equity or asset management
Familiarity with global regulatory environments
Demonstrated ability to innovate and improve compliance processes
Experience working in a matrixed organization
Company
JPMorganChase
With a history tracing its roots to 1799 in New York City, JPMorganChase is one of the world's oldest, largest, and best-known financial institutions—carrying forth the innovative spirit of our heritage firms in global operations across 100 markets.
Founded in 2000
10001+ employees
H1B Sponsorship
JPMorganChase has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
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Trends of Total Sponsorships
2025 (3471)
2024 (3469)
2023 (3395)
2022 (3594)
2021 (2515)
2020 (2495)
Funding
Current Stage
Public CompanyTotal Funding
unknown1998-02-01IPO
Leadership Team
Allison Beer
CEO of Card Services and Connected Commerce
Dan Mendelson
CEO, Morgan Health
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