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DMA - DuCharme, McMillen & Associates, Inc. · 2 weeks ago

Corporate Compliance Manager

Fort Wayne, IN

Full-time

Onsite

Senior Level

5+ years exp

DMA - DuCharme, McMillen & Associates, Inc. is an employee-owned company that prioritizes employee wellness and offers a collaborative work environment. They are seeking a Corporate Compliance Manager to oversee compliance programs and ensure adherence to regulatory requirements related to corporate governance and industry-specific laws.

Accounting

Growth Opportunities

No H1B

Responsibilities

Assist with obtaining and maintaining our ISO 27001 certification

Ensure compliance with international reporting, tax, and other compliance requirements

Assess, monitor, and ensure compliance with global privacy laws and regulations (e.g., GDPR (General Data Protection Regulation), Corporate Transparency Act, KYC (Know Your Customer), AML (Anti-Money Laundering), OFAC (Office of Foreign Assets Control), and other similar regulatory regimes

Ensure compliance with National Automated Clearinghouse Association (NACHA) rules (regarding ACH payments)

Develop and maintain our third-party risk management program and monitor and track third-party adherence to regulatory and contractual obligations

Evaluate incident management readiness and develop and conduct incident management training and testing exercises

Assist with completing compliance-related responses to client requests for proposals (RFPs)

Complete client-initiated compliance questionnaires

Develop and maintain processes and systems to ensure compliance with (i) business requirements agreed to with clients (e.g., personnel background checks, data security measures, data/document retention/destruction/backup requirements, etc.), and (ii) internal company policies (e.g., acceptable use, data handling, use and application of artificial intelligence, etc.)

Qualification

ISO 27001GDPRKYC/AMLGRC SoftwareCorporate Transparency ActAnalytical skillsCompliance certificationsCommunication skillsInterpersonal skillsTeam-player mentalityProblem-solving skills

Required

Bachelor's degree in Business Administration, Finance, Accounting, or a related field

Minimum of five years of experience in a compliance role, preferably within a global professional services firm

In-depth knowledge of GDPR/international privacy regulations, ISO 27001, KYC/AML, OFAC, and the Corporate Transparency Act

Strong analytical and problem-solving skills

Excellent communication and interpersonal skills

Team-player mentality

Must be authorized to work in the U.S. without the need for employment-based visa sponsorship now or in the future. This position does not qualify for employment-based sponsorship

Preferred

Professional certifications such as CCEP (Certified Compliance and Ethics Professional), CAMS (Certified Anti-Money Laundering Specialist), or similar are a plus

Experience with GRC Software, such as Vanta, is a plus