Manager Corporate Compliance jobs in United States
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CME Group · 2 days ago

Manager Corporate Compliance

CME Group is the world’s leading derivatives marketplace, and they are seeking a Manager on the Corporate Compliance team. The role involves supporting the Executive Director and enhancing the compliance framework through strategic management of compliance processes and collaboration across various departments.

FinanceFinancial ServicesMarketplaceStock Exchanges
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Comp. & Benefits
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H1B Sponsor Likelynote
Hiring Manager
Ryan Poro
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Responsibilities

Own the current Corporate Compliance Management System, serving as the primary steward of its design, documentation, and continuous enhancement
Lead the annual corporate policy review; and ad hoc policy amendments as required, including drafting documents and liaising with key stakeholders across the organization
Architect and deliver an engaging annual communication and training strategy, designing impactful e-learning modules on critical topics (Code of Conduct, AML, Anti-Bribery) for enterprise-wide reach
Revolutionize existing compliance processes and documentation to drive maximum efficiency, effectiveness, and resource optimization
Leverage data analytics and risk modeling to proactively identify policy and control enhancements, translating insights into clear management and Committee reporting
Collaborate across Corporate Compliance, Regulatory Compliance, HR, and Global Information Security to conduct robust, periodic monitoring and auditing programs
Coordinate essential GRC program activities, ensuring seamless cooperation with Regulatory Compliance Officers across the organization
Serve as a key organizational resource, providing accurate, clear, and timely guidance on complex compliance inquiries and issues
Develop a strong internal knowledge base of business units to strategically identify, evaluate, and present conclusions on known or potential compliance risks
Produce high-stakes materials for quarterly meetings, reporting on the compliance program’s operation and effectiveness to Management and the Risk Committee
Assist in navigating internal/external audits and regulatory exams, ensuring comprehensive preparation and swift, professional response
Monitor the evolving compliance and regulatory landscape (e.g., global data privacy, ethics requirements) and drive the development of necessary procedures and controls
Master compliance through continuous professional development, training, and the pursuit of relevant industry certifications

Qualification

Corporate Compliance ManagementData AnalyticsRisk ModelingRegulatory ComplianceCompliance SoftwareProject ManagementAnalytical SkillsClient ManagementContinuous Improvement MindsetAttention to DetailCommunication Skills

Required

Experience executing a comprehensive corporate compliance program, demonstrated by 8-10+ years of experience within a highly regulated multi-national company
Bachelor's degree required
Demonstrate exceptional analytical skills and the ability to interpret and apply complex regulatory and legal requirements practically
Manage complex, cross-functional projects effectively, balancing competing assignments with solid project management discipline
Exhibit a continuous improvement mindset, proactive personality, and a genuine commitment to understanding the financial industry's business and emerging compliance practices
Possess superior client/relationship management skills, engaging comfortably and influencing stakeholders across all levels and global regions
Maintain exceptionally strong attention to detail and accuracy, ensuring adherence to policy and meeting established SLAs
Communicate and influence assertively, clearly, and concisely, both in writing and verbally
Apply high professionalism, sound judgment, tact, and discretion, especially when confident and decisive action is required under stressful situations or tight deadlines
Utilize experience with Risk and Compliance software systems for policy management, training, and disclosures
Command knowledge of computer software (e.g., Google Workspace) with the ability to rapidly master new GRC platforms (e.g., Workday, Archer, Gartner, LRN is a plus)

Preferred

Advanced degree preferred

Benefits

Comprehensive health coverage
Retirement package that includes both a 401(k) and an active pension plan
Highly competitive education reimbursement provisions
Paid time off
Mental health benefit

Company

CME Group

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CME Group is a diverse derivatives marketplace that manages risk and capture opportunities.

H1B Sponsorship

CME Group has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (2)
2024 (1)
2023 (1)
2022 (3)
2021 (2)
2020 (9)

Funding

Current Stage
Public Company
Total Funding
$1B
Key Investors
Google
2021-11-04Post Ipo Equity· $1B
2002-12-06IPO

Leadership Team

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Lynne Fitzpatrick
President and CFO
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Julie Holzrichter
Chief Operating Officer
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Company data provided by crunchbase