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Morgan Stanley · 7 hours ago

Internal Audit Director - Global Financial Crimes

New York, NY

Full-time

Onsite

Mid Level

$108K/yr - $155K/yr

4+ years exp

Morgan Stanley is a global leader in financial services, always evolving and innovating to better serve clients and communities. The Internal Audit Director will lead the Global Financial Crimes audit team, focusing on assessing the quality and effectiveness of internal controls and risk management processes.

Asset ManagementFinanceFinancial ServicesLending

Responsibilities

Help identify risk and impact to relevant coverage area to prioritize areas of focus

Execute and lead aspects of assurance activities (e.g., audits, continuous monitoring, closure verification) to assess risk and formulate a view on the control environment

Facilitate conversations with stakeholders on risks, their impact and how well they are managed in a clear, timely and structured manner

Assist in managing multiple deliverables in line with team priorities

Solicit and provide feedback and participate in formal and on-the-job training to further develop self and peers

Act as Auditor-in-Charge for Financial Crime audits, leading fieldwork and coordinating team activities

Qualification

BSA/AML auditAudit principlesRisk assessmentsProfessional certificationsData analysisInclusive behaviorsStakeholder communication

Required

Understanding of business line and key regulations relevant to coverage area

Strong understanding of audit principles, methodology, tools, and processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring)

Ability to identify and analyze multiple data sources to inform point of view

Ability to ask meaningful questions, understand various viewpoints and adapt messaging accordingly

A commitment to practicing inclusive behaviors

At least 4 years' relevant experience would generally be expected to find the skills required for this role