Internal Audit Director - Institutional Securities Group (Fixed Income) jobs in United States
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Morgan Stanley · 2 weeks ago

Internal Audit Director - Institutional Securities Group (Fixed Income)

Morgan Stanley is a global leader in financial services, known for its commitment to excellence and innovation. They are seeking a Director to provide audit coverage of the Commodities business within Fixed Income, leading assurance activities and assessing the effectiveness of internal controls.

Asset ManagementFinanceFinancial ServicesLending

Responsibilities

Formulate and lead a wide range of assurance activities to assess risks within coverage area and the state of controls in place to mitigate them
Proactively identify risk and emerging risk, and factor into assurance coverage
Articulate actionable insights to management regarding criticality and impact of risks to the business
Effectively partner with colleagues and stakeholders globally to drive effective working relationships
Align projects and initiatives with department and coverage area priorities, and oversee team's execution of deliverables in accordance with audit methodology and quality standards

Qualification

Audit principlesRisk managementData analysisRelevant certificationsProject managementCoachingMentoringEffective communicationTeam collaboration

Required

Advanced knowledge of industry, global markets, and regulations relevant to coverage area
Strong understanding of audit principles, methodology, tools, and processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring)
Ability to articulate risk and impact clearly and succinctly to different audiences
Effective change and project management techniques and ability to support teams in adapting new ways of working
Ability to leverage and analyze data to inform focus and views on risk
Ability to coach and mentor others and create an inclusive work environment for team
At least 6 years' relevant experience would generally be expected to find the skills required for this role

Preferred

Relevant certifications (i.e., CIA, CIDA, SIE, CFA, etc.) preferred

Benefits

Commission earnings
Incentive compensation
Discretionary bonuses
Other short and long-term incentive packages
Other Morgan Stanley sponsored benefit programs

Company

Morgan Stanley

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Morgan Stanley is a financial services company that offers securities, asset management, and credit services.

Funding

Current Stage
Public Company
Total Funding
unknown
1997-02-05IPO

Leadership Team

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James Gorman
Chairman and CEO
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Wei Christianson
Co-CEO Asia Pacific
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Company data provided by crunchbase