Python Engineer - Compliance Quality (100% Remote) jobs in United States
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Blue Ocean Technologies, LLC · 2 months ago

Python Engineer - Compliance Quality (100% Remote)

Blue Ocean Technologies, LLC is at the forefront of after-hours equity trading, seeking a Compliance Quality Python Engineer to manage regulatory integrity and reporting. This role combines compliance expertise with technical skills to ensure the quality and compliance of the firm's reporting systems and technology changes.

FinanceFinancial ExchangesFinancial ServicesFinTechTrading Platform
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H1B Sponsor Likelynote

Responsibilities

Oversee and enhance the firm’s CAT and TRF reporting workflows, ensuring complete, accurate, and timely submissions
Maintain compliance across regulatory requirements, including ATS-R filings, Fair Access, and Reg SCI obligations
Support regulatory examinations and data requests, providing traceable, well-documented reporting evidence
Create test plans and test cases to validate software functionality to ensure requirements are met
Support and enhance manual and automated quality control testing tools
Support and modify existing compliance reporting jobs within Python

Qualification

PythonRegulatory reportingQuality ControlData analysisCompliance technologyTrade surveillanceData governanceFINRA Series 7FIX protocol testingJiraGitEventus Technology

Required

Background in compliance technology, trade surveillance, or data governance
4+ years of programming experience in data analysis and reporting, preferably within Python, VB, C, R, etc
3+ years of experience with regulatory reporting (CAT, TRF, ATS-R, etc)
2+ years of software Quality Control / Quality Analyst experience
Ability to work in a fast-paced, high-pressure environment with strict deadlines

Preferred

FINRA Series 7 and/or other related licenses
Knowledge of FIX protocol testing or order simulation frameworks
Experience with order entry tools, for example VeriFIX
Familiarity with Jira and Git for ticketing and version control
Experience with Validus's Eventus Technology

Benefits

Work from Anywhere – This is a fully remote, full-time role.
Flexible Hours – We trust you to manage your time, with only occasional travel required.
Competitive Pay & Benefits – We offer a strong compensation package with full health benefits.
Recharge When You Need – Enjoy a lenient holiday schedule along with a flexible PTO policy that lets you take time off when you need.
Invest in Yourself – We’ll cover the cost of licenses and certifications to help you grow professionally in our industry.
Supportive Team Culture – Join a collaborative environment where learning, innovation, and career growth are part of the journey.

Company

Blue Ocean Technologies, LLC

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Blue Ocean Technologies, LLC (BOT) is a unique capital markets fintech company empowering global investors by making trading possible during US overnight trading hours.

H1B Sponsorship

Blue Ocean Technologies, LLC has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (2)
2024 (5)
2023 (2)
2022 (2)
2021 (2)
2020 (1)

Funding

Current Stage
Early Stage
Total Funding
$10.5M
Key Investors
Japan Exchange Group
2023-08-07Corporate Round
2021-06-29Undisclosed· $10.5M

Leadership Team

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Brian Hyndman
Chief Executive Officer/President
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John Willock
Chief Revenue Officer
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Company data provided by crunchbase