Vice President, Compliance Training jobs in United States
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SMBC Group · 3 days ago

Vice President, Compliance Training

SMBC Group is a top-tier global financial group offering a diverse range of financial services. They are seeking a Compliance Training Vice President to oversee training effectiveness, metrics, and reporting within the Compliance Department Training Team, while collaborating with stakeholders to enhance the training programs.

AdviceBankingFinancial Services
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H1B Sponsor Likelynote

Responsibilities

Evaluate the effectiveness of training programs through assessments, feedback, and performance metrics to ensure that learning objectives are met
Collect, analyze, and report on training metrics to measure the impact of training programs. This includes tracking completion rates, breach metrics, and other relevant data
Participate in the training needs analysis process to identify skill gaps and training requirements within the organization
Maintain any relevant program governance documentation, such as process and procedures for the team
Manage a team of associates responsible for dashboard maintenance and gathering data for reporting
Work with other stakeholders to improve the program, including other Compliance Verticals and HR
Manage and oversee the process of exam requests, ensuring that all necessary procedures are followed
Manage the Instructor-Led Training (ILT) process, including gathering all necessary documentation needed to track completion
Any other responsibilities, as required

Qualification

Compliance regulations knowledgeTraining program managementTraining needs analysisCourse authoring toolsLearning management systemsMicrosoft ExcelData analysisOrganizational skillsCollaboration skillsPresentation skills

Required

5 or more years' experience in managing training programs, conducting training needs analysis, and evaluating training effectiveness is crucial
A strong understanding of compliance regulations and standards relevant to the industry. This includes staying updated with changes in regulations and best practices
Meticulous in maintaining accurate records of training activities, exam requests, and documentation
Highly organized, collaborative and comfortable working in a fast-paced environment
Experience developing and maintaining internal team processes and procedures
Experience communicating with and presenting status updates to senior leadership, including C-suite
Knowledge of learning management systems and intermediate skills in Microsoft Excel with experience analyzing large data files and providing high-level information
Ability to resolve conflicting requests and manage multiple priorities
Capable of handling complex and confidential matters in a professional manner

Preferred

Knowledge or experience using course authoring tools (e.g., Articulate Storyline/Rise, Captivate) is a plus
Familiarity with the production and deployment of training in a variety of channels is a plus

Benefits

Competitive portfolio of benefits

Company

SMBC Group

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SMBC Group is a top-tier global financial group.

H1B Sponsorship

SMBC Group has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (160)
2024 (87)
2023 (73)
2022 (44)
2021 (29)
2020 (26)

Funding

Current Stage
Late Stage

Leadership Team

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Hirofumi Otsuka
Senior Managing Executive Officer & CEO of Americas Division
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Juan Kreutz
Head of Structured Finance Solutions and Deputy Head of the Americas
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Company data provided by crunchbase