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Cathay Bank · 3 hours ago

AVP, IT Internal Audit Supervisor

El Monte, CA

Full-time

Onsite

Mid, Senior Level

$110K/yr - $150K/yr

5+ years exp

Cathay Bank is a financial institution that values its team members and fosters a caring culture. They are seeking an AVP, IT Internal Audit Supervisor to lead and execute complex IT and Information Security audits, ensuring compliance with internal standards and regulations while managing audit teams effectively.

BankingFinanceFinancial Services

H1B Sponsor Likely

Responsibilities

Performs IT/IS audits to determine the nature of the operations and the existence and adequacy of the internal controls in place to achieve established objectives and minimize risk exposure to the Bank

Evaluates the adequacy and effectiveness of internal control methods, policies, and procedures

Determines whether duties are performed in accordance with company policies, operating procedures, other management instructions, and regulatory requirements

Validates audit issues by evaluating effectiveness and sustainability of remediating activities

Conducts interviews with appropriate Company team members to supplement assigned audit tests

Prepares professional work papers including supporting documentation for each audit issue identified

Acts as an Auditor-in-Charge and performs the following duties:

Plans the audit, including developing the risk assessment, high-level process flows, planning memo, brainstorm decks, risk and control matrix, and audit program

Assigns segments of the program to assisting auditors and is responsible for performing testing procedures for controls

Manages day-to-day engagement-related efforts and assignments of audit team members

Leads project status meetings internally and with the auditee to ensure that the project is managed within the set budgets and timelines

Oversees staff assignments to ensure completion within established time budgets and ensures timekeeping systems are timely updated

Immediately informs the Chief Auditor and/or the Audit Manager of any condition that may adversely impact the audit

Performs detailed review of work by team members for accuracy, completeness, and adherence to Internal Audit standards

Provides day-to-day coaching guidance and on the job training to team members to ensure development, quality, and timely audit engagement deliverables

Prepares Exit Grid with findings and recommendations for the review and approval of the Audit Manager and Chief Internal Auditor

Presents audit findings to management in Exit meeting

Prepares draft audit reports for the review and approval of the Audit Manager and Chief Internal Auditor

Ensures the audit system is properly and timely updated with the work completed for the audit

Performs follow up examinations/remediation testing activities to determine the existence and adequacy of corrective actions taken by management in response to audit recommendations

Develops good working relationships with auditees and collaborates with auditees during the audit process

During the performance of their duties, the AVP, IT Internal Audit Supervisor is expected to:

Recommend revisions to audit programs resulting from changes in operating activities

Recommend the scope of audit testing and the resources needed, including the use of computer assisted auditing techniques (CAAT)

Performs fraud investigations as assigned

Provides on-the-job training to other internal audit team members as needed

Maintains and enhances technical and professional competence through continuing education

Qualification

IT/IS audit experienceCISACISSPCISMRisk assessmentData GovernanceCloud ComputingSQL databasesCoaching skillsAnalytical thinkerCommunicationTime management

Required

Bachelor's degree in Accounting, Finance, Information Technology or a related field is required

Minimum 5 years of technical IT/IS audit-related work experience leading audits in a public accounting or private industry internal audit function, including at least 2 years in a Bank or Financial Services industry and at least 3 years supervising audit teams is required

Knowledge and understanding of Information Technology operating systems including mainframe, MS Windows, UNIX, and Linux

Ability to work independently and with others

Knowledgeable about the financial industry and related markets, related regulatory bodies, and current industry events and trends

Deep understanding of risk assessment, audit methodology, and IT/IS audit execution

Strong time management and organizational skills including the ability to manage multiple projects and competing priorities

Ability to exercise sound judgment in the execution of assignments and communication with others

Excellent verbal and written communication skills; interpersonal and presentation skills – ability to work closely and collaboratively with people at all levels in the department and within the organization

Strong analytical thinker and detail oriented with the ability to proactively identify issues and assist in resolution

Excellent computer skills, Proficient in Microsoft Office Products (i.e. Excel, PowerPoint, Word, etc.)

Coaching skills and ability to delegate work to others

CISA, CISSP or CISM required

Preferred

Master's in Management Information Systems or related discipline preferred

Experience leading audits in the following areas is highly desirable: Gramm-Leach-Bliley Act (GLBA) section 501 (b), Data Governance, IP networks infrastructure (network topology, switches, routers, firewalls, intrusion detection / prevention), Windows active directory (policies, structure, elements), Databases (SQL, Oracle, DB2, monitoring tools), Mobile technologies (data leakage prevention, BYOD security), Cloud Computing, Standards / Frameworks (CoBIT 5, ITIL, FFIEC IT Examination Handbook, ISO 15504, ISO 20000, ISO 27000, ISO 31000, ISO 38500, NIST series 800 guidance)

Additional qualifications, such as CFE, CIA and CAMS also preferred

Benefits

Medical insurance

Dental insurance

Vision insurance

Life insurance

Long-term disability insurance

Flexible spending accounts (FSAs)

Health saving account (HSA) with company contributions

Voluntary coverages

401(k)

Company

Cathay Bank

Glassdoor3.1

Cathay Bank is a financial services company originally founded to support Los Angeles’ growing Chinese American community. It is a sub-organization of Cathay General Bancorp.

Founded in 1962

El Monte, California, USA

1001-5000 employees

https://www.cathaybank.com/

H1B Sponsorship

Cathay Bank has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)

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2020 (1)