Summer Student - Compliance jobs in United States
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Voya Financial · 2 months ago

Summer Student - Compliance

Voya Financial is committed to providing better financial opportunities for individuals and communities. The Compliance Intern will assist the Compliance Department with its Investment Advisory Compliance and Voya Mutual Fund functions, interacting with various functional areas and participating in compliance projects.

Financial Services

Responsibilities

Assist with a variety of assigned compliance projects
Assist with review of transaction data to confirm compliance with applicable client, regulatory and firm requirements
Assist with Compliance Risk Assessment and Testing
Review Compliance Policy Manual to ensure that its internal and external references are accurate
Assist in the creation of new processes utilizing technology to improve efficiencies
Other duties as assigned

Qualification

Financial markets understandingSecurities regulations knowledgeMS Office proficiencyAnalytical skillsVerbal communicationWritten communicationTeam playerAttention to detailConfidentialityProblem-solving

Required

Currently pursuing a bachelor's degree
Understanding and strong interest in the workings of financial markets and securities
Familiarity with federal and state securities rules/laws and other regulatory policies
Excellent verbal and written communication skills
Strong team player motivated to participate in and/or manage special projects
Proficiency with MS Office (Excel and Word)

Benefits

Health, dental, vision and life insurance plans
401(k) Savings plan – with generous company matching contributions (up to 6%)
Voya Retirement Plan – employer paid cash balance retirement plan (4%)
Tuition reimbursement up to $5,250/year
Paid time off – including 20 days paid time off, nine paid company holidays and a flexible Diversity Celebration Day.
Paid volunteer time — 40 hours per calendar year

Company

Voya Financial

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Voya Financial is a financial services company that specializes in the fields of retirement, investments, and insurance.

Funding

Current Stage
Public Company
Total Funding
unknown
2018-06-01Acquired
2013-05-02IPO

Leadership Team

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Heather Lavallee
CEO
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Michael Katz
Executive Vice President, Chief Financial Officer
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Company data provided by crunchbase