Summer Student - Compliance jobs in United States
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Voya Investment Management · 21 hours ago

Summer Student - Compliance

Voya Investment Management is dedicated to fighting for everyone's opportunity for a better financial future. As a Compliance Intern, you will assist the Compliance Department with its Investment Advisory Compliance and Voya Mutual Fund functions, while gaining exposure to various functional areas within the organization.

Asset ManagementBankingFinancial ServicesRetirement

Responsibilities

Assist with a variety of assigned compliance projects
Assist with review of transaction data to confirm compliance with applicable client, regulatory and firm requirements
Assist with Compliance Risk Assessment and Testing
Review Compliance Policy Manual to ensure that its internal and external references are accurate
Assist in the creation of new processes utilizing technology to improve efficiencies
Other duties as assigned

Qualification

Financial markets understandingSecurities rules familiarityMS Office proficiencyAnalytical skillsAttention to detailLearning agilityBusiness acumenVerbal communicationWritten communicationTeam playerCustomer focusedCritical thinking

Preferred

Currently pursuing a bachelor's degree
Understanding and strong interest in the workings of financial markets and securities
Familiarity with federal and state securities rules/laws and other regulatory policies
Excellent verbal and written communication skills
Strong team player motivated to participate in and/or manage special projects
Proficiency with MS Office (Excel and Word)

Benefits

Health, dental, vision and life insurance plans
401(k) Savings plan – with generous company matching contributions (up to 6%)
Voya Retirement Plan – employer paid cash balance retirement plan (4%)
Tuition reimbursement up to $5,250/year
Paid time off – including 20 days paid time off, nine paid company holidays and a flexible Diversity Celebration Day.
Paid volunteer time — 40 hours per calendar year

Company

Voya Investment Management

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Voya Investment Management is a leading active asset management firm. It is a sub-organization of Voya Financial.

Funding

Current Stage
Late Stage
Total Funding
unknown
2019-12-18Acquired

Leadership Team

J
James Lydotes
Chief Investment Officer - Equities
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Thomas Emmons
Co-Head, Direct Infrastructure Investments
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