Compliance and Operations Associate jobs in United States
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Corgi ยท 2 months ago

Compliance and Operations Associate

Corgi is building the first fully automated insurance carrier, aiming to revolutionize the insurance industry using AI. The Compliance and Operations Associate will ensure that the company's mission and products meet regulatory requirements while collaborating with various teams to embed compliance into the operational framework.

Financial Services
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Responsibilities

Monitor regulatory developments in insurance, fintech, data privacy, and related domains, and translate them into actionable policies or system changes
Assist in the drafting, review, and maintenance of internal compliance policies, controls, and procedures
Support licensing, registration, and compliance filings (state insurance departments, NAIC, etc.)
Conduct operational risk assessments, compliance testing, and internal audits
Design and maintain controls and workflows to detect, escalate, and remediate compliance issues
Coordinate with engineering and product teams to build automated compliance and operations tooling
Serve as a liaison with regulators, auditors, and third parties on compliance matters
Prepare and deliver compliance training, documentation, and dashboards for internal stakeholders
Handle day-to-day operational tasks (e.g. vendor oversight, intake / ticket management, process improvements)
Provide ad-hoc reporting, analysis, or investigations to support business or compliance decisions

Qualification

Compliance policiesRegulatory frameworksRisk assessmentInsurance experienceProcess designAnalytical skillsCommunication skillsAttention to detailDocumentation skillsTeam collaboration

Required

Bachelor's degree in Law, Business, Finance, or related field
Excellent organizational, analytical, communication, and documentation skills
Meticulous attention to detail and process orientation
Comfortable working in a high-growth and sometimes ambiguous environment
Excited about building compliance and operational infrastructure from scratch

Preferred

Experience in insurance or insurtech
Familiarity with state insurance regulatory frameworks, NAIC, insurance licensing, and related compliance obligations
Solid understanding of risk & control frameworks, audits, compliance testing, and process design
Experience working with legal or regulatory teams in insurance or financial services
Understanding of policy-centric risks (e.g. underwriting, claims, fraud)
Experience building compliance tooling or automations

Company

Corgi

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Corgi is building the AI financial infrastructure company. For information about Corgi's ETFs, visit www.corgifunds.com

Funding

Current Stage
Growth Stage
Company data provided by crunchbase