Morgan Stanley · 1 month ago
Issues Management Technology Risk Officer – VP
Alpharetta, GA
Full-time
Onsite
Mid, Senior Level
$120K/yr - $170K/yr
7+ years expMorgan Stanley is a leading global financial services firm that provides innovative technology solutions for its Wealth Management division. The Issues Management Technology Risk Officer will focus on governance and oversight of technology issues for the firm's U.S. Banks, ensuring compliance and risk management within a regulatory framework.
Asset ManagementFinanceFinancial ServicesLending
Responsibilities
Perform identification, oversight and governance of U. S. Banks impacting Technology owned issues and action plans
Perform assessment, monitoring and reporting related to
Regulatory compliance
U. S. Banks risk management and governance committees, including the Board of Directors
Contribute to key regulatory and risk initiatives in a cost effective and efficient manner
Track Bank-impacting technology issues and influence the prioritization of remediation activities
Support key risk deliverables such as RSCA, Quarterly Risk Management Reporting and ongoing Risk Metric review
Assess our existing workflows and propose and implement effective enhancements
Provide risk oversight and governance across the Issue Management and domain
Perform Risk Assessment and Risk Monitoring and Reporting related to
Regulatory compliance
Established risk-management frameworks
Contribute to key regulatory and risk initiatives in a cost effective and efficient manner
Track Bank-impacting technology risks and support management in influencing the prioritization of remediation activities
Conduct Risk Assessments and Risk Monitoring and Reporting related to Issues Management
Support key risk deliverables such as RSCA, Quarterly Risk Management Reporting and ongoing Risk Metric review
Engage deeply with performance indicators that drive our business forward
Assess our existing workflows and propose and implement effective enhancements
Qualification
Required
Seven plus years of experience in a similar role in financial or banking services, with practical knowledge of bank regulatory oversight
Extensive experience in issue management
Sound understanding of the full technology risk management lifecycle
Familiarity with industry technology risk management frameworks
Familiarity with OCC approach and methodologies such as Heightened Standards for Large Banks
High level of attention to detail
Ability to act independently and be accountable for issue oversight and governance
Capacity to efficiently handle information through direct interaction with our databases and systems
Strong analytical skills with competence to solve problems independently and drive tasks to completion
Strong communication skills with the ability to summarize complex information clearly for technical and non-technical audiences
An appropriate level of judgment and maturity
Bachelor's degree in Information Technology, Business, or Finance, or related field
Preferred
Prior experience working in a large bank
CRISC (Certified in Risk and Information Systems Control) highly preferred. Alternatively, candidates with certifications such as CISA (Certified Information Systems Auditor), CISSP (Certified Information Systems Security Professional), or other relevant risk management and information security certifications will also be considered
Knowledge of the FFIEC IT Handbooks, and related laws and regulations including OCC
Proficiency with Jira for project and task management
Benefits
Commission earnings
Incentive compensation
Discretionary bonuses
Other short and long-term incentive packages
Other Morgan Stanley sponsored benefit programs
Company
Morgan Stanley
Morgan Stanley is a financial services company that offers securities, asset management, and credit services.
10001+ employees
H1B Sponsorship
Morgan Stanley has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (222)
2024 (195)
2023 (173)
2022 (153)
2021 (165)
2020 (173)
Funding
Current Stage
Public CompanyTotal Funding
unknown1997-02-05IPO
Leadership Team
James Gorman
Chairman and CEO
Ted Pick
Chief Executive Officer (CEO)
Recent News
2026-01-09
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2026-01-09
2026-01-09
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