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Raymond James · 2 months ago

First LOD Risk Manager

Pittsburgh, Pennsylvania - United States

Full-time

Onsite

Senior Level

5+ years exp

Raymond James is seeking a First LOD Risk Manager to lead a team of operational risk specialists and analysts. This role involves developing and implementing operational risk policies while ensuring effective operational controls across various banking operations.

BankingFinancial ServicesInformation TechnologyInsuranceWealth Management

Growth Opportunities

Responsibilities

Establish first line of defense monitoring and oversight

Support of risk assessments and 3rd LOD control testing

Promote culture of effective risk management and compliance within Operations by supporting development and monitoring of key risk indicator (KRI) metrics

Design, implement and influence internal governance processes, controls and related key risk indicators (KRIs)

Management of Operational incident tracking including identification of root cause, risk of reoccurrence and associated operational and financial impacts

Oversight of Issue Management, including tracking, reporting, and remediation

Assists the Head of Operations and front-line operational management in developing and implementing measurement processes for operational key risk and control indicators

Provide monthly oversight and governance of Documentation exceptions and other process quality metrics

Experience with assessment and analysis of technology control environments and process automation

Oversight of procedure inventory including build out of annual review & attestation procedures

Provide support for the team and responding to ad-hoc requests from other business partners

Management of special projects

Qualification

Operational Risk ManagementBanking OperationsRisk AssessmentProcess AutomationKey Risk IndicatorsStakeholder ManagementProblem-SolvingTeam ManagementCommunication SkillsAdaptabilityDecision Making