Chase · 3 months ago
Securities Services – Regulatory Practice Americas Manager – Vice President
383 Madison Ave, New York, NY, 10179, US
Full-time
Onsite
Mid, Senior Level
$123K/yr - $201K/yr
5+ years expJ.P. Morgan is a global leader in financial services, seeking a Regulatory Practice Americas Manager for their Securities Services team. This role involves leading the regional regulatory agenda, advising on regulatory developments, and collaborating with partners to adapt products and services to meet evolving requirements.
BankingFinancial Services
Responsibilities
Own and evolve the Americas regulatory operating and governance model, aligning with global standards and risk management best practices
Monitor the regulatory landscape (SEC, CFTC, DOL, etc.), maintain a forward-looking inventory, and assess business/client impacts
Maintain a robust controls framework to mitigate risks associated with regulatory change management
Formulate readiness strategies for regulatory reforms in consultation with product and control partners
Anticipate client demand for regulatory service solutions and adapt products/services to meet client obligations
Represent J.P. Morgan in local industry discussions, working groups, and advocacy efforts
Identify and propose opportunities to monetize regulatory service solutions for bespoke client needs
Develop and implement targeted client engagement strategies, including meetings, roundtables, and webinars
Create market-leading thought leadership content and client-facing materials to showcase J.P. Morgan’s expertise
Lead or support projects and initiatives at the location or regional level as required
Qualification
Required
Strong understanding and practical experience in Securities Services (custody, fund accounting, fund administration, collateral management, etc.) and/or investment management products/services
5+ years' experience in financial services (securities services, asset management, wealth management, pensions/insurance, banking)
Compliance, regulatory consultancy, and/or business/product control experience is a bonus
Strong working knowledge of US/global financial services and regulatory landscape
Client-facing experience, preferably with key stakeholders/decision makers
Industry-facing experience, ideally through participation in industry working groups (e.g., AGC, ICI); active engagement in associations is a bonus
Strong leadership skills and ability to navigate large matrix organizations
Proven track record of ownership, execution excellence, and results delivery
Excellent analytical skills and attention to detail
Ability to incorporate risk and control parameters in business activities and partner effectively with control functions
Superb verbal and written communication skills; experience with technical client-facing content is a bonus
Excellent MS Office skills, including PowerPoint
Preferred
Experience in compliance, regulatory consultancy, or business/product control
Active engagement in industry associations and working groups
Experience developing technical client-facing content
Ability to create and execute a vision for ongoing innovation in regulatory services
Company
Chase
Chase provides broad range of financial services. It is a sub-organization of JP Morgan Chase.
10001+ employees
Funding
Current Stage
Late StageLeadership Team
Mike McDonnell
Managing Director, Head of Chase Travel Platform Product
Nicole Sanchez
Managing Director, Consumer Bank, GM and Product Executive, Growth Financial Products
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