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Moneta · 3 months ago

Financial Advisor, CFP

190 Carondelet Plaza, Clayton, MO 63105, USA

Full-time

Onsite

Mid Level

Moneta is a national independent Registered Investment Advisor focused on providing exceptional service to clients. They are seeking a Financial Advisor to deliver personalized financial strategies and investment advice, while building strong client relationships and ensuring compliance with industry regulations.

BankingConsultingFinancial Services

Responsibilities

Conducting In-depth Financial Analysis: Perform thorough analyses of clients' financial situations, including tax implications, investment strategies, retirement planning, and estate planning

Specialized Investment Strategies: Work closely with the Investment Team to develop and recommend investment strategies that align with the client's specific needs, risk tolerance, and financial goals, taking into consideration their unique technical circumstances

Tax Planning and Optimization: Advise clients on tax-efficient strategies to minimize their tax liabilities, considering various tax codes and regulations that may apply to their specific situation

Retirement and Pension Planning: Assist clients in creating comprehensive retirement plans, including assessing various retirement vehicles, analyzing pension options, and projecting retirement income

Estate and Inheritance Planning: Work closely with the Estate Planning Team to provide guidance on estate planning, including the creation of wills, trusts, and other vehicles to protect and distribute assets according to the client's wishes

Risk Management and Insurance Recommendations: Evaluate clients' insurance needs, including life, disability, long-term care, and liability insurance, and make recommendations to mitigate risks

Business Succession Planning: Advise business owners on succession planning, helping them prepare for the transfer of their business interests to heirs or potential buyers

Customized Financial Reports and Presentations: Utilizing firm platforms including Orion and MoneyGuidePro, generate detailed reports and presentations tailored to each client's technical requirements, providing clear explanations of complex financial concepts

Compliance and Regulatory Adherence: Ensure that all recommendations and actions comply with industry regulations, legal requirements, and ethical standards

Collaboration with Legal and Tax Professionals: Work closely with attorneys, accountants, and other professionals to coordinate comprehensive financial strategies for clients

Continuous Learning and Professional Development: Stay updated with advancements in technical financial planning, attending seminars, workshops, and pursuing relevant certifications

Maintaining Client Relationships: Build and nurture long-term relationships with clients, demonstrating trustworthiness, integrity, and reliability in managing their complex financial affairs

Qualification

CFPCFACPA/PFSTax PlanningEstate PlanningRetirement PlanningInvestment StrategiesClient Relationship ManagementRisk ManagementCompliance KnowledgeContinuous Learning

Required

Bachelor's degree required

A Series 65 or combination of a Series 7 and Series 66 licensing are required within 60 days of hire if a CFP or CFA designation is not previously held

CFP or CFA designation is required within 3 years of hire if not previously held

Preferred

CFP, CFA, CPA/PFS with tax expertise, or JD with estate planning experience is a plus

Benefits

Paid holidays

Paid time off (PTO)

Employer cost-shared medical and dental insurance

Employer paid short-term disability, long-term disability, AD&D insurance, and basic life insurance

401k Match – 50% of employee contributions up to 6% of compensation

Discretionary annual profit-sharing bonus

Paid parental leave

Professional development reimbursement

Paid volunteer time off (VTO)

Employee referral incentive bonus program

Onsite wellness programs & rewards

Employee engagement activities

Company

Moneta

Moneta is one of the nation’s premier comprehensive wealth management firms distinguished by a legacy of innovation, service and loyalty to its clients that only an independent company can offer.

Founded in 1869