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FIS · 2 days ago

Senior CLO Compliance Analyst

Houston, TX

Full-time

Onsite

Mid, Senior Level

$95K/yr - $160K/yr

3+ years exp

FIS is a leading provider of alternative investment services and technology solutions, specializing in delivering comprehensive services to asset managers and banks. The Senior CLO Compliance Analyst will be responsible for ensuring compliance models for CLO transactions are developed, reviewed, and tested in accordance with transaction documents, while also managing deal modeling responsibilities and performing quality control.

BankingFinancial ServicesFinTechPayments

Responsibilities

Transaction management to perform deal modeling responsibilities~

Review deal documents to identify potential inconsistencies or interpretational issues

Liaise with deal closing team to communicate and resolve any issues with collateral manager, underwriter and rating agencies

Identify and communicate any potential gaps with current system functionality to Director of Analytics and develop requirements for programming staff

Configure and test models to the specifications of the testing and report requirements defined in deal documents following established methods and standards

Perform complete stress-testing of the models and any new functionality developed by the programming staff

Liaise with the Client Services management to ensure the data, model and report are complete and meet the client’s expectations

Perform ongoing maintenance and support of the models through the lifecycle of the deal

Work well across business lines to ensure process and procedures are streamlined, while minimizing liability and risk, and tactfully communicating sensitive information

Perform QC responsibilities, engaging with trust account managers and senior trust administrators to maintain and improve processes for verifying the accuracy of compliance models. This involves~

Review compliance models against transaction documents to ensure models are complete and ensure established methods and standards are followed

Stress-test models to verify expected results and produced

Communicate results to management and working with modeling analysts to resolve defects

Analyze results of QC reviews and use data to continually improve overall process through creation of new standards, updating of procedures, and communication with team

May mentor, guide, advise and/or check the work of less experienced business systems analysts

Qualification

Structured finance experienceFinancial modelingCLO compliance knowledgeCDO Suite knowledgeAdvanced Excel skillsRisk mitigationMicrosoft SQLLeadership skillsCommunication skillsProblem-solving skillsMentoring skills