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Community Bank, N.A. · 2 months ago

Audit Associate Director

DeWitt, New York

Full-time

Onsite

Lead/Staff, Director/Executive

10+ years exp

Community Financial System, Inc. (CFSI) is dedicated to providing high-quality financial services and products. The Audit Associate Director will support the Director of Internal Audit by overseeing the Internal Audit team, managing the audit plan, and ensuring compliance with regulatory requirements while maintaining professionalism and integrity.

BankingFinancial ServicesPersonal FinanceWealth Management

Responsibilities

Assist in the annual risk assessment process and audit plan development

Manage and oversee execution of a comprehensive, risk-based audit plan

Allocate and deploy audit resources efficiently to achieve plan objectives

Enhance audit programs to align with policy, procedure, regulatory requirements, and best practices

Identify and document opportunities for process improvements throughout audit activities

Lead maturity of the audit data analytics program (e.g., Power BI) and support AI/automation initiatives

Oversee day-to-day operations of the department

Review audit workpapers, findings, and reports to ensure accuracy, completeness, and evidence-based conclusions consistent with Global IIA Standards

Provide coaching, performance management, and professional development for audit staff

Administer and support the audit management solution

Monitor remediation progress and ensure timely resolution of audit findings

Prepare departmental reporting: audit plan status, trends, resourcing, and budgeting

Manage outsourced audits and examinations; coordinate with internal partners, external auditors, and regulators

Monitor emerging risks and communicate with the Director and audit team

Build and maintain strong working relationships with management and stakeholders

Monitor key performance indicators

Ensure ongoing compliance with laws, regulations, policies, and training requirements

Maintains independence, objectivity, and adherence to the IIA Code of Ethics

Perform special projects or other duties as assigned

Position requires 20-25% travel

Maintain proficient knowledge of, and demonstrate ongoing compliance with all laws and regulations applicable to this position, ensure ongoing adherence to policies, procedures, and internal controls, and meet all training requirements in a timely manner

Provide assistance across the Internal Audit Department and the Company as needed to support annual goals and strategic initiatives

Qualification

CIACPACISAData analyticsFinancial auditingProblem-solvingInterpersonal skillsCommunication skillsAttention to detailProject management

Required

B.S. or BA degree in Accounting, Finance, Business Administration, or a related field required

All applicants must be 18 years of age or older

Strong analytical, problem-solving, research and investigative skills with intellectual rigor

Excellent interpersonal and communication skills; proven ability to influence and be a trusted advisor

Hands on experience with data analytics and technology; knowledge of information systems and security controls preferred

Ability to manage multiple priorities with attention to detail and professionalism

Experience managing outsourced engagements and external examiners

Ten or more years of progressive financial, operational and compliance auditing with experience in financial services including banking, wealth management, investment management, insurance, and/or benefit plan administration preferred

Progressive supervisory/managerial experience is required