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Raymond James · 2 months ago

Senior Advisor, Internal Audit / RJ Bank

Saint Petersburg, Florida - United States

Full-time

Hybrid

Mid, Senior Level

3+ years exp

Raymond James is a financial services company seeking a Senior Advisor for their Internal Audit team. The role involves conducting comprehensive audits, developing risk profiles, and recommending process improvements to enhance internal controls.

BankingFinancial ServicesInformation TechnologyInsuranceWealth Management

Growth Opportunities

H1B Sponsor Likely

Responsibilities

Drive ongoing audit coverage of assigned functional audit area by developing audit programs

Propose audit objectives, scope, procedures and internal control reviews to ensure compliance with policies and procedures

Participate in audit engagements from the planning stages to the reporting stages

Produce quality deliverables in accordance with both department and professional standards

Partner with colleagues and stakeholders to evaluate, test and report on the adequacy and effectiveness of management controls

Finalize audit findings and provide an overall report on the control environment

Communicate audit findings to management and identify opportunities for improvement of the design and effectiveness of key controls

Build and maintain key relationships with stakeholders to establish a culture of engagement while adding value

Implement and execute an effective program of continuous monitoring for assigned audit areas

Monitor key metrics to identify control issues and adverse trends

Stay current with evolving industry and regulatory changes that impact the business

Performs other duties and responsibilities as assigned

Qualification

Internal AuditingRisk AssessmentSarbanes Oxley ComplianceFinancial Services ExperienceCIACPA CertificationCommunication SkillsRelationship BuildingProject ManagementProblem Solving

Required

Bachelor's Degree in Business Administration, Finance, or Accounting and a minimum of three (3) years of experience in the financial services/banking industry

Any equivalent combination of education, experience and/or training approved by Human Resources

Fundamental concepts, practices and procedures of auditing and risk assessment

Fundamental concepts of financial markets and products

Fundamental concepts of finance and accounting

Operational risks and related controls of regulations

Sharing information, supporting colleagues and encouraging participation

Assessing the probability and impact of an internal control weakness

Planning, organizing and conducting audits

Identifying key business processes

Identifying and documenting risk management issues

Testing key controls within business processes

Preparing written reports and delivering oral presentations

Build strong relationships with stakeholders, learn quickly, be flexible and think strategically

Multi task, complete projects on time and within a budget, and adapt to changing priorities

Demonstrate enthusiasm, self-motivation, and effectiveness under pressure

Preferred

CIA or CPA Certification(s) preferred

Company

Raymond James

Raymond James provides a range of investment banking services focused on the telecommunications and communications sectors.

Founded in 1962

Atlanta, Georgia, USA

10001+ employees

http://www.raymondjames.com

H1B Sponsorship

Raymond James has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)

Distribution of Different Job Fields Receiving Sponsorship

Represents job field similar to this job

Trends of Total Sponsorships

2023 (1)