Monroe Capital LLC · 1 day ago
Assistant Vice President of Compliance
Chicago, IL
Full-time
Hybrid
Senior Level, Lead/Staff
$160K/yr - $175K/yr
10+ years expMonroe Capital LLC is a premier asset management firm specializing in private credit markets. They are seeking an Assistant Vice President of Compliance to assist the Chief Compliance Officer in implementing compliance strategies and managing risk mitigation for their registered investment advisor entities.
Asset ManagementCreditFinanceFinancial ServicesWealth Management
Responsibilities
Assist with further developing and managing the Firm’s risk management program, including in-depth analysis of procedures within various departments to identify process improvements in terms of efficiency (including systems recommendations) and risk mitigation
Identify areas of further development within the compliance program as the Firm’s continues to rapidly grow
Establish a proactive presence with the management team with a focus on strategic business planning and development of the compliance oversight program, and risk mitigation associated with new organizational initiatives
Assist with updating and maintain the compliance programs for the Firm’s registered investment advisors and our business development companies
Manage outsourced third-party compliance relationships (vendors, consultants, etc)
Foster a compliance culture for efficiently and effectively managing compliance throughout the organization
Implement and maintain a Broker/Dealer compliance program consistent with FINRA requirements
Qualification
Required
10+ years of related experience (within the compliance function of a SEC registered investment adviser and FINRA registered firm)
FINRA Series 7 and Series 24 required
Knowledge of sophisticated investment offerings across multiple jurisdictions, ideally with a focus on private credit and with exposure to private equity style funds, BDCs, real estate and other emerging products
Benefits
Full range of medical, financial and / or other benefits
401(k) eligibility
Various paid time off benefits such as vacation, sick time and parental leave
Company
Monroe Capital LLC
Monroe Capital LLC (“Monroe”) is a premier asset management firm specializing in private credit markets across various strategies, including direct lending, technology finance, venture debt, alternative credit solutions, structured credit, real estate and equity.
201-500 employees
H1B Sponsorship
Monroe Capital LLC has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (3)
2024 (4)
2022 (3)
Funding
Current Stage
Growth StageTotal Funding
$534M2025-07-01Debt Financing· $500M
2024-10-22Acquired
2015-10-01Debt Financing· $11M
Leadership Team
Karina B. Stahl
Partner, Chief Financial Officer - Investment Funds
A
Amanda Pearlstein Tallman
Vice President
Recent News
Alternative Credit Investor
2026-01-08
Company data provided by crunchbase