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Capital One · 2 months ago

Audit Director- Consumer Lending

Richmond, VA

Full-time

Hybrid

Director/Executive

$200K/yr - $228K/yr

10+ years exp

Capital One is a leading financial services company focused on delivering top-quality assurance services. The Audit Director will lead a strategic approach for risk-based testing in Consumer Lending, ensuring effective risk management and providing insights into audit findings.

BankingCredit CardsFinanceFinancial Services

Comp. & Benefits

No H1B

Responsibilities

Lead and/or execute operational related audits within Capital One, including the supervision of audit staff on related audit engagements

Proactively monitor the assigned audit universe for changing risks and needed updates. Lead continuous monitoring activities and updates to risk assessments, audit universe, and audit plan

Direct business unit and project audits across assigned portfolios

Review engagement planning documentation and audit programs to ensure adequate coverage of risk and sufficient rationale for audit scope

Supervise and coordinate work assignments amongst audit team members. Provide timely feedback, on-the-job training and coaching to audit staff and direct reports

Establish and maintain good relationships with key business and audit partners. Leverage specialized knowledge and skills, providing management with insight into their area of subject-matter focus. Effectively represent internal audit at management meetings, internal forums, and to external organizations

Provide subject matter expertise to audit partners and ensure comprehensive audit coverage of owned risk domains

Assess relevance of audit findings, potential exposures, materiality, improving or deteriorating trends, and demonstrate awareness of big picture issues. Interpret business priorities, anticipate issues and obstacles, and apply to scope of role

Deliver appropriate, succinct and organized information, tailoring communication style to audience. Effectively review and compile relevant, material findings and recommendations into readable and concise audit reports. Communicate complex results and implications, incorporating different perspectives into deliverables

Manage timely and quality delivery of multiple tasks, including audits, projects, special assignments, and administrative activities. Self-prioritize and independently complete multiple tasks across the team and department. Demonstrate the ability to successfully meet deadlines

Qualification

Audit ManagementRisk ManagementData AnalysisPeople ManagementBanking ExperienceOperational ResiliencyProfessional CertificationCoaching SkillsCritical ThinkingCommunication SkillsCollaboration

Required

Bachelor's degree or military experience

At least 10 years of experience in auditing, risk management or a combination

At least 5 years of experience in banking or financial services

At least 3 years of experience in people management

At least 3 years of experience managing audit engagements

Preferred

Master's Degree in Accounting, Finance, Economics, or Business Administration

Professional certification such as Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Chartered Financial Analyst (CFA), Certified Risk Manager (CRM), Certified Business Continuity Professional (CBCP), Certified Third-Party Risk Professional (CTPRP) or Accredited Payments Risk Professional (APRP)

Experience with operational resiliency, third party risk management, business continuity risk management, payments risk, country risk or a combination

12+ years of experience in internal auditing, first or second line risk management, or a combination

7+ years of experience in banking or financial services

7+ years of experience in leadership or supervisory roles

1+ years of experience performing data analysis in support of internal auditing