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Capital One · 2 months ago

Associate, Compliance Advisory Specialist I

Chicago, IL

Full-time

Onsite

Entry Level

$73K/yr - $83K/yr

2+ years exp

Capital One is a leading financial services and technology company seeking to reimagine banking. The Associate will play a key role in ensuring compliance with sanctions laws and regulations while supporting various business processes and initiatives.

Financial Services

Comp. & Benefits

No H1B

Responsibilities

Support senior advisors in effective challenge and preparation for various forum interactions

Work with senior advisors to support lines of business in the application of sanctions compliance requirements, such as: new products, process development, development of controls and monitoring, remediation/corrective action of compliance breakdowns, and change in law or regulation

Work with senior advisors to assist lines of business in the development and maintenance of the sanctions compliance program, such as how to monitor, report, and train

Participate in targeted validations on controls over applicable regulations and sanctions compliance testing

Develop an understanding of Compliance Risk Management Framework and applicable laws and regulations

Assist in capturing, maintaining, and analyzing sanctions compliance data

Participate in development and conducting of training directed to compliance and line of business associates

Participate in projects through providing support to more senior advisors

Participate in reporting activities in a support role

Flexibility to travel to various Capital One locations if necessary

Qualification

Anti-Money Laundering (AML)Sanctions complianceRisk managementInternational relationsCompliance experienceGoogle WorkplaceCertified Anti-Money Laundering Specialists (ACAMS)Certified Global Sanctions Specialist (CGSS)Payments experience