Morgan, Lewis & Bockius LLP · 4 weeks ago
New York, Philadelphia, Washington, DC- Investment Management- Financial Institutions Of Counsel
New York, NY
Full-time
Hybrid
Senior Level
$375K/yr - $470K/yr
7+ years expMorgan, Lewis & Bockius LLP is seeking a highly qualified Of Counsel to join their Investment Management – Financial Institutions practice group. The successful applicant will have extensive experience with investment adviser regulatory matters and will be responsible for counseling top-tier investment management firms on compliance policies and procedures, as well as managing projects and junior attorneys.
AdviceFinanceFinancial ServicesLaw EnforcementLegal
Hiring Manager
Kyndall O'Banion
Responsibilities
Possess 7+ years’ experience with investment adviser regulatory matters
Have comparable law firm experience and/or experience working at the Securities and Exchange Commission and/or at an industry participant
Have demonstrated experience with the Investment Advisers Act of 1940 and other federal securities law
Be experienced in counseling top tier investment management firms on investment adviser regulatory matters, including registration, conflicts of interest and disclosure, compliance policies and procedures, advertising and marketing, SEC regulatory examinations, and the development and distribution of products and services
Be proficient in analyzing complex regulatory matters and producing clear and comprehensive written materials memorializing legal advice
Be able to manage projects of varying sizes to completion, and be able to engage effectively with partners across the firm and practice, as well as manage and train more junior attorneys
Have excellent academic credentials as well as strong organization, drafting, communication, and analytical skills
Be an active member of the bar in the state of the Morgan Lewis office for which you are applying
Qualification
Required
Possess 7+ years' experience with investment adviser regulatory matters
Have comparable law firm experience and/or experience working at the Securities and Exchange Commission and/or at an industry participant
Have demonstrated experience with the Investment Advisers Act of 1940 and other federal securities law
Be experienced in counseling top tier investment management firms on investment adviser regulatory matters, including registration, conflicts of interest and disclosure, compliance policies and procedures, advertising and marketing, SEC regulatory examinations, and the development and distribution of products and services
Be proficient in analyzing complex regulatory matters and producing clear and comprehensive written materials memorializing legal advice
Be able to manage projects of varying sizes to completion, and be able to engage effectively with partners across the firm and practice, as well as manage and train more junior attorneys
Have excellent academic credentials as well as strong organization, drafting, communication, and analytical skills
Be an active member of the bar in the state of the Morgan Lewis office for which you are applying
Benefits
401(k) eligibility
Various paid time off benefits, such as vacation, sick time, and parental leave
Company
Morgan, Lewis & Bockius LLP
From our offices in strategic hubs of commerce, law, and government across North America, Asia, Europe, and the Middle East, we work with clients ranging from established, global Fortune 100 companies to enterprising startups.
1001-5000 employees
H1B Sponsorship
Morgan, Lewis & Bockius LLP has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
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Trends of Total Sponsorships
2024 (1)
2023 (5)
2022 (2)
2021 (6)
2020 (9)
Funding
Current Stage
Late StageLeadership Team
Aaron Suh
Partner
Andrew Gray IV
Partner
Recent News
2026-01-19
bloomberglaw.com
2025-12-30
2025-12-19
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