Raymond James · 2 months ago
Sales & Trading Assistant (Registered)
Memphis, Tennessee - United States
Full-time
Hybrid
Entry Level
2+ years expRaymond James is a financial services firm, and they are seeking a Sales & Trading Assistant to support trading and sales personnel in processing trades and communicating with clients. The role involves tracking transactions, preparing reports, and maintaining account files while ensuring compliance with industry standards.
BankingFinancial ServicesInformation TechnologyInsuranceWealth Management
Responsibilities
Tracks and confirms transactions to ensure accuracy
Prepares management reports, as required
Advises others in resolving complex problems and issues
Maintains and updates account files
Performs administrative tasks, including faxing, filing and copying
Serves as liaison between client and sales and/or trading personnel
Maintains currency in organizational and industry current events and best practices
Plans, organizes and maintains effective and efficient workflow
Accesses, interprets and applies market and client information; prioritizes flow of information; and communicates to appropriate personnel
Initiates client transaction related communication to support sales and/or trading activities
Executes trades, as required
Participates in face to face client meetings
Assists in compliance review process
Operates standard office equipment and uses required software applications
Performs other duties and responsibilities as assigned
Qualification
Required
Bachelor's Degree (B.A.) with a minimum of two (2) years of experience in a sales or trading role within the securities or financial services industry
SIE required provided that an exemption or grandfathering cannot be applied
Series 7/Series 63 License or appropriate series license(s) for assigned functional area, or International equivalent
Bachelor's: Business Administration (Required)
Bachelor's: Economics (Required)
Bachelor's: Finance (Required)
General Experience - 13 months to 3 years
Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA)
Company
Raymond James
Raymond James provides a range of investment banking services focused on the telecommunications and communications sectors.
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
$1.5B2025-09-09Post Ipo Debt· $1.5B
1983-07-01IPO
Leadership Team
Paul Shoukry
Chief Executive Officer
James Sickling
COO - Fixed Income
Recent News
Private Banker International
2026-01-17
2026-01-16
2026-01-16
Company data provided by crunchbase