Plante Moran · 2 months ago
Regulatory Compliance-Senior Consultant
Denver Tech Center
Full-time
Hybrid
Mid, Senior Level
$90K/yr - $120K/yr
3+ years expPlante Moran is one of the nation’s largest audit, tax, consulting, and wealth management firms, known for its strong culture and commitment to diversity. The Senior Consultant in Regulatory Compliance will lead internal audit and risk consulting projects, build relationships with client stakeholders, and provide actionable recommendations based on regulatory compliance assessments.
AccountingConsultingFinancial ServicesInsuranceTax ConsultingWealth Management
No H1B
Responsibilities
Leading and supporting internal audit and risk consulting projects
Building and maintaining strong relationships with client stakeholders
Conducting interviews, reviewing documentation, and assessing regulatory compliance
Identifying issues, developing actionable recommendations, and presenting findings clearly
Managing multiple priorities and delivering high-quality work under tight deadlines
Mentoring junior team members and contributing to overall team development
Qualification
Required
Bachelor's degree required
Minimum of 3 years of experience in working in the financial services industry
Familiarity with financial crimes compliance or consumer protection laws and regulations (e.g., AML, TILA, RESPA, Regulation E, Fair Lending)
Strong organizational, communication, and time management skills
Must be proficient with MS Office, including Excel functions, and formatting capabilities for reporting
Willingness to travel up to 20% of the time
Preferred
Prior experience in consulting or professional services
CAMS, CRCM, or CERP certification strongly preferred
Benefits
Health, dental, vision, disability, and life insurance
Flexible Time Off
Various pre-determined holidays
401(k) plan
Flexible benefits plans
Business-related travel expense
Lodging, and meal reimbursement for business-related use
A pension plan is also available for eligible administrative and paraprofessional staff
A discretionary bonus plan is available for eligible staff
Plante Moran also offers some contingent staff positions the option to elect health insurance in addition to limited paid sick time
Company
Plante Moran
Plante Moran is an accounting and business advisory firm that offers audit, accounting, tax, and business advisory consulting services.
1001-5000 employees
Funding
Current Stage
Late StageLeadership Team
Gordon Krater
Retired Partner
S
Steve Schenbeck
Partner
Recent News
2025-10-21
Company data provided by crunchbase