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Morgan, Lewis & Bockius LLP · 2 months ago

Securities Transaction and Compliance Coordinator (Can Sit in Philadelphia, New York or Chicago)

New York, New York

Full-time

Hybrid

Entry, Mid Level

$69K/yr - $110K/yr

2+ years exp

Morgan, Lewis & Bockius LLP, one of the world’s leading global law firms, is seeking to hire a Securities Transaction and Compliance Coordinator to join the firm’s Office of General Counsel. This position will be responsible for administering and supporting the firm’s internal pre-clearance policies and protocols for the purchase or sale of any security, while also coordinating training and responses to inquiries related to these policies.

AdviceFinanceFinancial ServicesLaw EnforcementLegal

H1B Sponsor Likely

Responsibilities

Review, analyze, and process securities trade requests in accordance with firm policies and protocols

Work closely with the firm’s Securities Transaction Partner, firm attorneys, and other internal stakeholders in evaluating securities trade requests

Organize and maintain accurate records relating securities trade requests

Coordinate training and respond to questions relating to the firm’s pre-clearance policies and protocols for the purchase or sale of any security

Coordinate responses to requests from FINRA

Assist in the annual review and coordination of attorney compliance with the firm’s policies and procedures

Support the Office of General Counsel with other compliance and special projects as assigned

Qualification

Securities trading principlesMicrosoft Office SuiteOrganizational skillsIManageElegrityClient-service orientationDiscretionWritten communicationVerbal communicationInterpersonal skills

Required

Bachelor's degree (B. A.) from four-year college or university

A minimum of two to three years' experience in a law firm or other professional services environment strongly preferred. The equivalent combination of education and experience will be considered

Familiarity with securities trading principals a plus

Strong organizational skills, attention to detail, the ability to balance multiple tasks in a fast-paced environment, and the ability to manage confidential information with discretion

Excellent written/verbal communication skills, strong interpersonal skills, and the ability to work independently and as part of a team

High degree of professionalism, discretion, and client-service orientation

Proficient in Microsoft Office Suite

Preferred

Preferred experience working in iManage and Elegrity

Benefits

401(k) eligibility

Various paid time off benefits, such as vacation, sick time, and parental leave

Company

Morgan, Lewis & Bockius LLP

Glassdoor3.9

From our offices in strategic hubs of commerce, law, and government across North America, Asia, Europe, and the Middle East, we work with clients ranging from established, global Fortune 100 companies to enterprising startups.

Founded in 1873

Philadelphia, Pennsylvania, USA

1001-5000 employees

http://www.morganlewis.com/

H1B Sponsorship

Morgan, Lewis & Bockius LLP has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)

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Trends of Total Sponsorships

2024 (1)

2023 (5)

2022 (2)

2021 (6)

2020 (9)