Compliance Intern jobs in United States
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Valmark Financial Group · 1 day ago

Compliance Intern

Valmark Financial Group is seeking a motivated and detail-oriented Compliance Intern to join the team. This role offers a meaningful opportunity to apply academic knowledge in a professional setting, develop industry-relevant skills, and build a strong foundation for a future career in compliance, supervision, or financial services operations.

Financial Services

Responsibilities

Assist with responding to internal and external compliance-related inquiries across our three core business lines: Broker-Dealer, Registered Investment Adviser (RIA), and Insurance Agency
Collaborate with supervisors and clients to identify potential compliance red flags and provide training support as needed
Conduct reviews of Registered Representatives’ incoming/outgoing correspondence, including emails and social media content
Support the review and approval process for advertising and marketing materials submitted by representatives

Qualification

Regulatory complianceAttention to detailFinancial services knowledgeCommunication skillsCuriosityOrganizational skillsTeam collaboration

Required

Candidates must be currently enrolled in college seeking a degree
Candidates must be available to commit 16-24 hours per week onsite in Akron, OH during the fall/spring semesters
Candidates must be available to commit 25-40 hours per week onsite in Akron, OH during the summer months

Preferred

Degrees such as Business Administration, Organizational Supervision and Surveillance, or Finance are preferred but not required

Company

Valmark Financial Group

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ValMark Financial Group is a broker-dealer for life insurance and securities with operations in Ohio and Minnesota.

Funding

Current Stage
Growth Stage

Leadership Team

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Larry J. Rybka, JD, CFP®
Chairman and CEO
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Elizabeth Kozenko
Chief Financial Officer
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Company data provided by crunchbase